Closed-End Investment Company Content

June 11, 1996 TO: CLOSED-END FUND COMMITTEE No. 16-96 SEC RULES COMMITTEE No. 57-96 RE: SEC STAFF POSITION REGARDING SHAREHOLDER PROPOSAL TO CONVERT TO AN INTERVAL FUND ______________________________________________________________________________ The Division of Investment Management...

June 10, 1996 TO: CLOSED-END FUND COMMITTEE No. 15-96 SEC RULES COMMITTEE No. 56-96 RE: SEC PROPOSALS ON DISCLOSURE SIMPLIFICATION ______________________________________________________________________________ The Securities and Exchange Commission recently issued the attached...

1 See Memorandum to Closed-End Fund Members No. 10-96, SEC Rules Members No. 24-96 and Unit Investment Trust Members No. 14-96, dated May 13, 1996. 2 Some non-equity securities already are eligible for "good faith" loan value under Regulation T. In addition to "exempted securities"...

May 14, 1996 TO: CLOSED-END FUND COMMITTEE No. 12-96 INVESTMENT ADVISERS COMMITTEE No. 8-96 SEC RULES COMMITTEE No. 39-96 UNIT INVESTMENT TRUST COMMITTEE No. 21-96 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ______________________________________________________________________________ The...

1 Release No. IC-21945; IA-1562 (May 9, 1996). 2 See Memorandum to Accounting/Treasurers Committee No. 47-95, Closed-End Fund Committee No. 34-95, SEC Rules Committee No. 73-95, Unit Investment Trust Members No. 52-95, dated October 10, 1995. 3 Release No. IC-21946 (May 9, 1996). Both...

April 9, 1996 TO: BOARD OF GOVERNORS No. 14-96 CLOSED-END FUND COMMITTEE No. 11-96 DIRECT MARKETING COMMITTEE No. 9-96 MARKETING POLICY COMMITTEE No. 13-96 PUBLIC INFORMATION COMMITTEE No. 11-96 RESEARCH COMMITTEE No. 17-96 SALES FORCE MARKETING COMMITTEE No. 11-96 SEC RULES COMMITTEE...

1 See Memorandum to Closed-End Fund Committee No. 5-96, dated March 5, 1996. 2See Memorandum to Closed-End Fund Committee No. 2-96, dated February 22, 1996. April 4, 1996 TO: CLOSED-END FUND COMMITTEE No. 10-96 RE: SEC APPROVES NYSE RULE CHANGE REGARDING VOTING OF PROXIES OF AUCTION...

March 29, 1996 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-96 CLOSED-END FUND COMMITTEE No. 9-96 TAX MEMBERS No. 14-96 UNIT INVESTMENT TRUST COMMITTEE No. 11-96 RE: GEORGIA INTANGIBLE TAX REPEALED ______________________________________________________________________________ Georgia has...

March 28, 1996 TO: CLOSED-END FUND COMMITTEE No. 8-96 RE: DRAFT AGENDA AND DISCUSSION PAPER FOR APRIL 9 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for Tuesday...

1 See Institute Memorandum to Tax Committee No. 4-96, Operations Committee No. 2-96 and Transfer Agent Advisory Committee No. 5-96, dated January 25, 1996. 2 See Institute Memorandum to Pension Members No. 47-95, Operations Committee No. 33-95 and Transfer Agent Advisory Committee No...