Closed-End Investment Company Content

December 6, 1995 TO: CLOSED-END FUND COMMITTEE No. 60-95 INVESTMENT ADVISERS COMMITTEE No. 47-95 SEC RULES COMMITTEE No. 126-95 UNIT INVESTMENT TRUST COMMITTEE No. 86-95 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _____________________________________________________________________________...

* See Institute Memorandum to Accounting/Treasurers Members No. 54-95, Closed-End Fund Committee No. 57-95, International Committee No. 38-95, Operations Committee No. 34-95, Tax Members No. 52-95, Transfer Agent Advisory Committee No. 60-95 and Unit Investment Trust Committee No. 82...

1 See Memorandum to Accounting/Treasurers Committee No. 41-95, Closed-End Fund Committee No. 47-95, SEC Rules Committee No. 109-95, Subcommittee on Advertising No. 19-95, Unit Investment Trust Committee No. 74-95, Technology Advisors Roundtable, dated October 10, 1995. November 27...

1 A separate memorandum to Pension Members, Operations Committee and Transfer Agent Advisory Committee describes various pension-related tax provisions, including those relating to individual retirement accounts. November 21, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 54-95 CLOSED-END...

November 16, 1995 VIA FAX TO: ACCOUNTING/TREASURERS COMMITTEE No. 51-95 CLOSED-END FUND COMMITTEE No. 56-95 INTERNATIONAL COMMITTEE No. 37-95 TAX COMMITTEE No. 35-95 RE: REVISION TO 1995 LISTING OF SECURITIES IDENTIFIED BY INSTITUTE MEMBERS AS BEING PASSIVE FOREIGN INVESTMENT...

November 15, 1995 TO: CLOSED-END FUND COMMITTEE No. 55-95 INVESTMENT ADVISERS COMMITTEE No. 45-95 SEC RULES COMMITTEE No. 121-95 UNIT INVESTMENT TRUST COMMITTEE No. 81-95 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 17j-1 UNDER THE INVESTMENT COMPANY ACT _______________...

1 A more comprehensive memorandum being mailed today lists all foreign securities the PFIC-status of which has been considered by Institute members. This comprehensive listing is divided into three categories: (1) entities which have been determined by an Institute member to be PFICs...

November 8, 1995 TO: BOARD OF GOVERNORS No. 74-95 CLOSED-END FUND COMMITTEE No. 53-95 FEDERAL LEGISLATION MEMBERS No. 24-95 MEMBERS - ONE PER COMPLEX No. 96-95 SEC RULES COMMITTEE No. 117-95 STATE LIAISON COMMITTEE No. 32-95 RE: CONGRESSIONAL HEARING ON H.R. 1495, THE INVESTMENT...

October 30, 1995 TO: CLOSED-END FUND COMMITTEE No. 52-95 SEC RULES COMMITTEE No. 115-95 UNIT INVESTMENT TRUST COMMITTEE No. 79-95 RE: DRAFT INSTITUTE COMMENT LETTER CONCERNING PROPOSED SEC RULE AMENDMENTS ON PERSONAL INVESTING __________________________________________________________...

1 A separate memorandum to Pension Members, Operations Committee, and Transfer Agent Advisory Committee describes various pension-related provisions, including proposals relating to individual retirement accounts. 2 See Institute Memoranda to Accounting/Treasurers Members No. 19-95...