Closed-End Investment Company Content

1 Securities Act Release No. 7282, Securities Exchange Act Release No. 37094; Investment Company Act Release No. 21883, International Release No. 965 (April 11, 1996) ("Release"). 2 See, e.g., Merrill Lynch Prime Fund (Oct. 31, 1989); Allstate Prime Income Trust (November 21, 1989)...

1 These regulations were contained within a comprehensive package of regulations devoted primarily to backup withholding issues. See Institute Memorandum to Tax Members No. 5-96, Operations Members No. 5-96, Closed-End Fund Members No. 2-96, Unit Investment Trust Members No. 5-96 and...

August 2, 1996 TO: CLOSED-END FUND COMMITTEE No. 24-96 SEC RULES COMMITTEE No. 86-96 RE: REPORT OF SEC ADVISORY COMMITTEE ON CAPITAL FORMATION AND RELATED CONCEPT RELEASE ______________________________________________________________________________ In February 1995, the Securities...

July 30, 1996 TO: CLOSED-END FUND COMMITTEE No. 22-96 SEC RULES COMMITTEE No. 83-96 UNIT INVESTMENT TRUST COMMITTEE No. 31-96 RE: SEC PROPOSALS FOR ASSET-BACKED SECURITIES DISCLOSURE ______________________________________________________________________________ The Institute has...

1 See Memorandum to Closed-End Fund Committee No. 18-96, SEC Rules Committee No. 72-96 and Unit Investment Trust Committee No. 27-96, dated July 10, 1996. July 30, 1996 TO: CLOSED-END FUND COMMITTEE No. 23-96 SEC RULES COMMITTEE No. 84-96 UNIT INVESTMENT TRUST COMMITTEE No. 32-96 RE...

1 See Memorandum to Closed-End Fund Committee No. 39-95, International Committee No. 20-95, SEC Rules Committee No. 88-95, Unit Investment Trust Committee No. 60-95, Rule 17f-5 Ad Hoc Subcommittee, dated August 1, 1995. July 26, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 31-96...

1 See Memorandum to SEC Rules Committee No. 17-89, Closed-end Fund Committee No. 6-89, Investment Advisers Committee No. 14-89, dated March 21, 1989 (proposing release); Memorandum to SEC Rules Committee No. 25-89, Closed-end Fund Committee No. 16-89, Investment Advisers Committee No...

1 See Memorandum to Closed-End Fund Committee No. 15-96, SEC Rules Committee No. 56-96, dated June 10, 1996. July 25, 1996 TO: CLOSED-END FUND COMMITTEE No. 19-96 SEC RULES COMMITTEE No. 76-96 RE: INSTITUTE COMMENTS ON PROPOSED DISCLOSURE SIMPLIFICATION _______________________________...

1 See Memorandum to Closed-End Fund Members No. 25-95, SEC Rules Members No. 46-95 and Unit Investment Trust Members No. 36-95, dated July 20, 1995. July 10, 1996 TO: CLOSED-END FUND COMMITTEE No. 18-96 SEC RULES COMMITTEE No. 72-96 UNIT INVESTMENT TRUST COMMITTEE No. 27-96 RE: NASD...

1 See Memorandum to SEC Rules Committee No. 40-96; Closed-End Fund Committee No. 13-96; Unit Investment Trust Committee No. 22-96; Investment Advisers Committee No. 9-96; Subcommittee On Advertising No. 7-96; Broker/Dealer Advisory Committee No. 8-96; Transfer Agent Advisory Committee...