Closed-End Investment Company Content

* See Memorandum to Close-End Fund Committee No. 33-96, Investment Issues Committee No. 10-96, SEC Rules Committee No. 105-96, dated Oct. 8, 1996; Memorandum to Closed-End Fund Committee No. 24-96, SEC Rules Committee No. 86-96, dated August 2, 1996. November 1, 1996 TO: CLOSED-END...

October 17, 1996 TO: CLOSED-END FUND COMMITTEE No. 35-96 SEC RULES COMMITTEE No. 109-96 RE: DRAFT INSTITUTE LETTER TO NYSE REGARDING ECHO VOTING ______________________________________________________________________________ At the last SEC Rules Committee meeting, several members...

October 11, 1996 TO: CLOSED-END FUND COMMITTEE No. 34-96 RE: DRAFT AGENDA FOR OCTOBER 23 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, October 23...

* See Memorandum to Closed-End Fund Committee No. 24-96; SEC Rules Committee No. 86-96. October 8, 1996 TO: CLOSED-END FUND COMMITTEE No. 33-96 INVESTMENT ISSUES COMMITTEE No. 10-96 SEC RULES COMMITTEE No. 105-96 RE: DRAFT INSTITUTE COMMENT LETTER ON ADVISORY COMMITTEE ON CAPITAL...

September 20, 1996 TO: CLOSED-END FUND COMMITTEE No. 32-96 SALES FORCE MARKETING COMMITTEE No. 32-96 SEC RULES COMMITTEE No. 103-96 UNIT INVESTMENT TRUST COMMITTEE No. 41-96 RE: INSTITUTE FILES SUPPLEMENTAL COMMENT LETTER ON NASD NON-CASH COMPENSATION PROPOSAL ________________________...

1 See Memorandum to Closed-End Fund Committee No. 39-95, International Committee No. 20-95, SEC Rules Committee No. 88-95, Unit Investment Trust Committee No. 60-95, Rule 17f-5 Ad Hoc Subcommittee, dated August 1, 1995. 2 See Memorandum to Accounting/Treasurers Committee No. 31-96...

1 See Memorandum to Closed-End Fund Committee No. 20-96, Investment Advisers Committee No. 18-96, SEC Rules Committee No. 77-96, and Unit Investment Trust Committee No. 29-96, dated July 25, 1996. September 9, 1996 TO: CLOSED-END FUND COMMITTEE No. 30-96 INVESTMENT ADVISERS COMMITTEE...

September 9, 1996 TO: CLOSED-END FUND COMMITTEE No. 29-96 RE: NOTICE OF MEETING - OCTOBER 23, 1996 ______________________________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for Wednesday, October 23, 1996 at 10:00 a.m...

1 Memorandum to Closed-End Fund Committee No. 26-96, dated August 5, 1996. September 6, 1996 TO: CLOSED-END FUND COMMITTEE No. 28-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED REGULATION M ______________________________________________________________________________ As we previously...

1 See Memorandum to Closed-End Fund Committee No. 20-96, Investment Advisers Committee No. 18-96, SEC Rules Committee No. 77-96, Unit Investment Trust Committee No. 29-96, dated July 25, 1996. August 26, 1996 TO: CLOSED-END FUND COMMITTEE No. 27-96 INVESTMENT ADVISERS COMMITTEE No. 19...