Closed-End Investment Company Content

[9311] October 14, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 37-97 RE: DRAFT AGENDA FOR OCTOBER 23 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Investment Company committee meeting...

1 SEC Release Nos. 34-39093 and IC-22828, File No. S7-25-97 (Sept. 18, 1997) ("Release"). 2 SEC No-Action Letter (pub. avail. Oct. 13, 1992). [9288] September 30, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-97 SEC RULES COMMITTEE No. 97-97 RE: SEC PROPOSES AMENDMENTS TO...

* See Memorandum to Closed-End Investment Company Committee No. 29-97 and Unit Investment Trust Committee No. 52-97, dated August 15, 1997; Memorandum to SEC Rules Members No. 60-97, dated August 15, 1997. [9280] September 26, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-97...

* See Memorandum to Closed-End Investment Company Committee No. 33-97, SEC Rules Committee No. 91-97 and Unit Investment Trust Committee No. 57-97, dated September 17, 1997. [9281] September 26, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-97 SEC RULES COMMITTEE No. 93-97...

* See Memorandum to Closed-End Investment Company Committee No. 32-97, SEC Rules Committee No. 87-97 and Unit Investment Trust Committee No. 55-97, dated September 8, 1997. [9251] September 17, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-97 SEC RULES COMMITTEE No. 91-97...

1 SEC Release No. 34-38993 (August 29, 1997), 62 Fed. Reg. 47080 (September 5, 1997). 2 See Memorandum to Closed-End Fund Committee No. 18-96, SEC Rules Committee No. 72-96 and Unit Investment Trust Committee No. 27-96, dated July 10, 1996. 3 A reference in the July 1996 proposal to...

[9214] September 4, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-97 RE: NOTICE OF MEETING - OCTOBER 23RD ______________________________________________________________________________ A meeting of the Closed-End Investment Company Committee has been scheduled for 10:00 a.m...

1 Strougo v. Padegs, 964 F. Supp. 783 (S.D.N.Y. 1997). See Memorandum to SEC Rules Members No. 37-97 and Closed- End Investment Company Members No. 15-97, dated May 16, 1997. 2 See Memorandum to Board of Governors No. 34-97, Closed-End Investment Company Committee No. 21-97 and SEC...

* NASD Notice to Members 97-50 (August 1997). [9172] August 15, 1997 TO: BOARD OF GOVERNORS No. 48-97 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-97 UNIT INVESTMENT TRUST COMMITTEE No. 52-97 RE: NASDR REQUESTS COMMENT ON CASH COMPENSATION ___________________________________________...

*See Memorandum to Primary Contacts-Closed End Funds No. 2-97, dated July 3, 1997. [9129] August 6, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-97 PRIMARY CONTACTS - CLOSED-END FUNDS No. 3-97 RE: INSTITUTE PROVIDES SURVEY RESULTS TO NASDAQ REGARDING DAILY CALCULATION OF...