Closed-End Investment Company Content

Filter Results By
Showing Results 981 - 990 of 1347
ICI Default BG
Memo#
9717

1998 MEMBERSHIP SURVEY

[9717] February 26, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-98 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-98 DIRECT MARKETING COMMITTEE No. 5-98 DIRECTOR SERVICES COMMITTEE No. 1-98 FEDERAL LEGISLATION COMMITTEE No. 1-98 INDUSTRY STATISTICS COMMITTEE No. 4-98 INTERNATIONAL...
ICI Default BG
Memo#
9629

UPDATE ON AICPA PROPOSAL LIMITING ORGANIZATION COSTS

1 See Accounting/Treasurers Committee No. 13-97, Unit Investment Trust Committee No. 31-97, May 16, 1997. 2 See Accounting/Treasurers Committee No. 42-97, Closed-End Investment Company Committee No. 40-97, Small Funds Committee No. 20-97, and Unit Investment Trust Committee No. 63-97...
ICI Default BG
Memo#
9604

INSTITUTE COMMENT LETTER ON SEC'S PROPOSED AMENDMENTS TO PERFORMANCE FEE RULE

* See Memorandum to Investment Advisers Committee No. 33-97, dated November 19, 1997 and Memorandum to Closed-End Investment Company Committee No. 48-97, SEC Rules Committee No. 114-97, dated November 21, 1997. [9604] January 16, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3...
ICI Default BG
Memo#
9579

DRAFT COMMENT LETTER ON SEC'S PROPOSED AMENDMENTS TO PERFORMANCE FEE RULE

* See Memorandum to Investment Advisers Committee No. 33-97, dated November 19, 1997 and Memorandum to Closed- End Investment Company Committee No. 48-97, SEC Rules Committee No. 114-97, dated November 21, 1997. [9579] January 7, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1...
ICI Default BG
Memo#
9557

INSTITUTE LETTER ON PROPOSED AMENDMENTS TO SHAREHOLDER PROPOSAL RULES

* See Memorandum to Closed-End Investment Company Committee No. 36-97, SEC Rules Committee No. 97-97, dated September 30, 1997. [9557] December 30, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 51-97 SEC RULES COMMITTEE No. 122-97 RE: INSTITUTE LETTER ON PROPOSED AMENDMENTS TO...
ICI Default BG
Memo#
9441

SEC PROPOSES AMENDMENTS TO PERFORMANCE FEE RULE

* See Investment Advisers Act Release No. 1682 (Nov. 13, 1997). [9441] November 21, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 48-97 SEC RULES COMMITTEE No. 114-97 RE: SEC PROPOSES AMENDMENTS TO PERFORMANCE FEE RULE ___________________________________________________________...