Closed-End Investment Company Content

*See Memorandum to Closed-End Investment Company Committee No. 4-97, Compliance Advisory Committee No. 6-97, SEC Rules Committee No. 22-97 and Unit Investment Trust Committee No. 12-97, dated February 25, 1997. [11049] June 14, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19...

1 See Memorandum to Closed-End Investment Company Committee No. 7-99, dated February 17, 1999. [11003] May 24, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-99 RE: MARYLAND LEGISLATION REGARDING CLOSED-END FUNDS _______________________________________________________________...

1 See Institute Memorandum to Tax Members No. 13-99, Unit Investment Trust Committee No. 5-99 and Closed-End Investment Company Committee No. 10-99, dated March 3, 1999. [10989] May 18, 1999 TO: TAX COMMITTEE No. 10-99 UNIT INVESTMENT TRUST COMMITTEE No. 12-99 CLOSED-END INVESTMENT...

1 Securities Exchange Act Release No. 40979 (January 26, 1999), 64 FR 5332 (February 3, 1999). See Memorandum to Closed-End Investment Company Committee No. 4-99, dated February 8, 1999. 2 Securities Exchange Act Release No. 41346 (April 29, 1999), 64 FR 24435 (May 6, 1999). [10976]...

[10956] May 4, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-99 INVESTMENT ADVISERS COMMITTEE No. 4-99 SEC RULES COMMITTEE No. 33-99 UNIT INVESTMENT TRUST COMMITTEE No. 9-99 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _______________________________________________________________...

[10877] April 7, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-99 SEC RULES COMMITTEE No. 25-99 SECURITIES OFFERINGS TASK FORCE RE: INSTITUTE COMMENT LETTERS ON THE REGULATION OF TAKEOVERS AND SECURITY HOLDER COMMUNICATIONS ___________________________________________________...

[10857] April 1, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-99 RE: DRAFT AGENDA FOR APRIL 8TH MEEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Investment Company Committee meeting...

1 Operational Capability Requirements of Registered Broker-Dealers and Transfer Agents and Year 2000 Compliance, Rel. No. 34-41142 (March 5, 1999); 64 Fed. Reg. 12127 (March 11, 1999) (the “Release”). 1 [10800] March 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-99 CLOSED-END...

1 Pursuant to this election, a US shareholder generally includes in income each year an amount equal to the excess, if any, of the fair market value of the shareholder’s PFIC stock as of the close of the taxable year over the shareholder’s adjusted basis in such stock. Deductions for...

* See Memorandum to Closed-End Investment Company Committee, No. 4-99, dated February 8, 1999. [10754] February 25, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-99 RE: INSTITUTE COMMENT LETTER ON NYSE PROPOSAL REGARDING CLOSED-END FUND LISTING ELIGIBILITY CRITERIA __________...