Closed-End Investment Company Content

* See Memorandum to Closed-End Investment Company Committee No. 44-99, Investment Advisers Committee No. 16- 99, Operations Committee No. 43-99, SEC Rules Committee No. 96-99, Small Funds Committee No. 18-99, Transfer Agent Advisory Committee No. 70-99, and Unit Investment Trust...

1 Securities Exchange Act Release No. 42194 (December 1, 1999), 64 FR 69311 (December 10, 1999). [11468] December 15, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 48-99 RE: SEC APPROVES NYSE PROPOSAL REGARDING CLOSED-END FUND CONTINUED LISTING STANDARDS _______________________...

1 Securities Exchange Act Release No. 41987 (October 7, 1999), 64 FR 55648 (October 14, 1999). 2 Securities Exchange Act Release Nos. 41980 (October 6, 1999) and 41981 (October 6, 1999). The National Association of Securities Dealers also filed similar proposed rule changes with the...

[11426] November 24, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-99 UNIT INVESTMENT TRUST COMMITTEE No. 32-99 RE: ICI YEAR 2000 MEMBER COMMUNICATIONS CENTER AND YEAR 2000 MEMBER CONTACT REQUEST ______________________________________________________________________________...

1 The proposed rules also exclude unit investment trusts ("UITs") from the disclosure requirements because they do not have boards of directors and, therefore, do not have audit committees. 1 [11416] November 19, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 45-99 SEC RULES...

1 See Memorandum to Operations Committee No. 40-97, Transfer Agent Advisory Committee No. 67-97, SEC Rules Committee No. 113-97, Closed-End Investment Company Committee No. 47-97, and Unit Investment Trust Committee No. 68-97, dated November 19, 1997. 2 SEC Release Nos. 33-7766, 34...

[11403] November 11, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 43-99 RE: DRAFT AGENDA FOR NOVEMBER 18TH MEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Investment Company Committee meeting...

[11388] November 5, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 41-99 RE: REMINDER - NOTICE OF MEETING - NOVEMBER 18, 1999 ______________________________________________________________________________ A meeting of the Closed-End Investment Company Committee has been...

* See Memorandum to Accounting/Treasurers Committee No. 36-99, Closed-End Investment Company Committee No. 36- 99, and SEC Rules Committee No. 81-99, dated October 20, 1999. [11391] November 5, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-99 CLOSED-END INVESTMENT COMPANY COMMITTEE...

* See Memorandum to Board of Governors No. 58-99, Closed-End Investment Company Committee No. 28-99, SEC Rules Committee No 63-99, and Unit Investment Trust Committee No. 19-99, dated September 7, 1999. [11368] November 1, 1999 TO: BOARD OF GOVERNORS No. 66-99 CLOSED-END INVESTMENT...