Closed-End Investment Company Content

* See Memorandum to Closed-End Investment Company Committee No. 13-00 and SEC Rules Committee No. 56-00, dated April 12, 2000. [11851] May 1, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-00 SEC RULES COMMITTEE No. 67-00 RE: INSTITUTE COMMENT LETTER ON NASD PROPOSED RULE...

1 See Memorandum to Closed-End Investment Company Committee No. 52-99 and SEC Rules Committee No. 113-99, dated December 29, 1999. 2 See Memorandum to Closed-End Investment Company Committee No. 9-00 and SEC Rules Committee No. 40-00, dated March 13, 2000. 1 [11844] April 27, 2000 TO...

* The Institute, together with the Maryland Securities Association and Alliance Capital Management, submitted a brief as amici curiae urging the Maryland Court of Appeals to affirm the constitutionality of the 1998 law. See Memorandum to Board of Governors No. 8-00, Closed-End...

* SEC Release No. 34-42601 (March 30, 2000), 65 FR 18405 (April 7, 2000). [11803] April 12, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-00 SEC RULES COMMITTEE No. 56-00 RE: NASD PROPOSED RULE CHANGE RELATING TO INTERVAL FUNDS _______________________________________________...

1 See Memorandum to Closed-End Investment Company Committee No. 52-99 and SEC Rules Committee No. 113-99, dated December 29, 1999 (transmitting Securities Act Release No. 7787 (Dec. 20, 1999), 64 FR 72590 (Dec. 28, 1999). [11756] March 22, 2000 TO: CLOSED-END INVESTMENT COMPANY...

[11755] March 22, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-00 RE: DRAFT AGENDA FOR APRIL 5 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Investment Company Committee meeting scheduled...

[11747] March 21, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-00 RE: REMINDER - NOTICE OF MEETING - APRIL 5, 2000 ______________________________________________________________________________ A meeting of the Closed-End Investment Company Committee has been scheduled for...

1 See Memorandum to Closed-End Investment Company Committee No. 52-99 and SEC Rules Committee No. 113-99, dated December 29, 1999 (transmitting Securities Act Release No. 7787 (Dec. 20, 1999), 64 FR 72590 (Dec. 28, 1999). 1 [11725] March 13, 2000 TO: CLOSED-END INVESTMENT COMPANY...

1 Securities Exchange Act Release No. 42434 (February 16, 2000), 65 FR 10139 (February 25, 2000). 2 Securities Exchange Act Release No. 42233 (December 14, 1999), 64 FR 71529 (December 21, 1999). [11694] March 3, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-00 CLOSED-END INVESTMENT...

1 Roumell v. Templeton Asset Management, et al. and Wetta v. Templeton Asset Management, et al., 98-6059-Civ-Hurley (S.D. Fl. Dec. 9, 1999). 2 Marquit v. Dobson, et al., 98 Civ. 9089 (JSM) (S.D.N.Y. Dec. 29, 1999). [11670] February 23, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE...