Closed-End Investment Company Content

[14181] November 26, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-01 COMPLIANCE ADVISORY COMMITTEE No. 60-01 SEC RULES COMMITTEE No. 95-01 TRANSFER AGENT ADVISORY COMMITTEE No. 95-01 UNIT INVESTMENT TRUST COMMITTEE No. 27-01 RE: SEC PROPOSES RULE AMENDMENTS RELATING TO...

[14164] November 19, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-01 SEC RULES COMMITTEE No. 92-01 UNIT INVESTMENT TRUST COMMITTEE No. 25-01 RE: DATE CHANGE FOR CONFERENCE CALL ON ACTIVELY MANAGED EXCHANGE TRADED FUNDS As we previously advised you, the Institute had...

[14137] November 13, 2001 TO: SEC RULES COMMITTEE No. 90-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-01 RE: SEC PROPOSED AMENDMENTS TO RULE 17A-8 UNDER THE INVESTMENT COMPANY ACT The Securities and Exchange Commission has proposed amendments to Rule 17a-8 under the Investment...

[14132] November 13, 2001 TO: SEC RULES COMMITTEE No. 89-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-01 UNIT INVESTMENT TRUST COMMITTEE No. 24-01 RE: SEC ISSUES CONCEPT RELEASE ON ACTIVELY MANAGED EXCHANGE TRADED FUNDS; CONFERENCE CALL SCHEDULED FOR DEC. 4 TO DISCUSS RELEASE The...

[14127] November 9, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-01 RE: ESTABLISHMENT OF CLOSED-END FUND DATA REPORTING SUBCOMMITTEE As discussed at this week’s meeting of the Closed-End Investment Company Committee, the Institute has determined to study the viability of...

[14109] November 5, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-01 RE: FINAL AGENDA FOR NOVEMBER 7 MEETING Attached is the final agenda for the Closed-End Investment Company Committee meeting scheduled for this Wednesday, November 7 at 11:00 a.m. As we previously informed...

[14092] October 29, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-01 RE: DRAFT AGENDA FOR NOVEMBER 7 MEETING Attached is a draft agenda for the Closed-End Investment Company Committee meeting scheduled for Wednesday, November 7 at 11:00 a.m. As we previously informed you, in...

[14051] October 15, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-01 RE: REMINDER- NOTICE OF MEETING - NOVEMBER 7, 2001 The next meeting of the Closed-End Investment Company Committee will be held as scheduled on Wednesday, November 7, 2001 at the offices of the Investment...

[14052] October 15, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-01 COMPLIANCE ADVISORY COMMITTEE No. 49-01 OPERATIONS COMMITTEE No. 31-01 PRIVACY ISSUES WORKING GROUP No. 2-01 SEC RULES COMMITTEE No. 82-01 SMALL FUNDS COMMITTEE No. 16-01 TECHNOLOGY ADVISORY COMMITTEE No...

[13935] September 10, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-01 COMPLIANCE ADVISORY COMMITTEE No. 37-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 59-01 SEC RULES COMMITTEE No. 71-01 SMALL FUNDS COMMITTEE No. 11-01 RE: MODEL QUESTIONNAIRE FOR INVESTMENT COMPANY DIRECTORS...