Closed-End Investment Company Content

[14937] July 19, 2002 TO: SEC RULES COMMITTEE No. 60-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-02 CORPORATE GOVERNANCE & DISCLOSURE WORKING GROUP No. 17-02 RE: ICI COMMENT LETTERS ON REPORT OF NYSE COMMITTEE ON CORPORATE ACCOUNTABILITY AND LISTING STANDARDS As we previously...

[14926] July 16, 2002 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 12-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-02 SEC RULES COMMITTEE No. 58-02 SMALL FUNDS COMMITTEE No. 10-02 UNIT INVESTMENT TRUST COMMITTEE No. 19-02 RE: ICI DRAFT COMMENT LETTER ON SEC’S PROPOSED...

[14839] June 27, 2002 TO: SEC RULES COMMITTEE No. 50-02 INVESTMENT ADVISERS COMMITTEE No. 10-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-02 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC RULE PROPOSALS REGARDING TRANSACTIONS WITH PORTFOLIO AND SUBADVISORY AFFILIATES As we previously...

[14784] June 4, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-02 INVESTMENT ADVISERS COMMITTEE No. 9-02 SEC RULES COMMITTEE No. 44-02 UNIT INVESTMENT TRUST COMMITTEE No. 14-02 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange Commission has published its semi...

[14737] May 21, 2002 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 11-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-02 SEC RULES COMMITTEE No. 42-02 SMALL FUNDS COMMITTEE No. 7-02 UNIT INVESTMENT TRUST COMMITTEE No. 12-02 RE: SEC PROPOSES AMENDMENTS TO INVESTMENT COMPANY...

[14703] May 7, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-02 RE: INSTITUTE LETTER ON NYSE PROPOSED RULE CHANGE RELATING TO CLOSED- END FUND LISTING CRITERIA AND ALLOCATION POLICIES As we previously informed you,1 the New York Stock Exchange has filed a proposed rule...

[14699] May 7, 2002 TO: SEC RULES COMMITTEE No. 38-02 INVESTMENT ADVISERS COMMITTEE No. 8-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-02 RE: SEC RULE PROPOSALS REGARDING TRANSACTIONS OF INVESTMENT COMPANIES WITH PORTFOLIO AND SUBADVISORY AFFILIATES The Securities and Exchange...

[14683] May 3, 2002 TO: BOARD OF GOVERNORS No. 18-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-02 INVESTMENT ADVISERS COMMITTEE No. 7-02 SEC RULES COMMITTEE No. 35-02 UNIT INVESTMENT TRUST COMMITTEE No. 11-02 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-02 RE: ICI...

[14673] April 25, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-02 RE: DRAFT INSTITUTE LETTER ON NYSE PROPOSED RULE CHANGE RELATING TO CLOSED-END FUND LISTING CRITERIA AND ALLOCATION POLICIES As we previously informed you,1 the Securities and Exchange Commission has...

[14657] April 19, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-02 RE: NYSE PROPOSED RULE CHANGE RELATING TO CLOSED-END FUND LISTING ELIGIBILITY CRITERIA AND ALLOCATION POLICIES The Securities and Exchange Commission has published for comment, and granted partial accelerated...