Closed-End Investment Company Content

[13819] August 9, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-01 RE: SEC STAFF LEGAL BULLETIN REGARDING RULE 14a-8 OF THE SECURITIES EXCHANGE ACT OF 1934 The Securities and Exchange Commission’s Division of Corporation Finance has issued a Staff Legal Bulletin providing...

[13759] July 24, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-01 RE: NYSE PROPOSAL REGARDING CLOSED-END FUND LISTING FEES The Securities and Exchange Commission has published a notice of filing and immediate effectiveness of a proposed rule change filed by the New York...

[13434] June 29, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-01 COMPLIANCE ADVISORY COMMITTEE No. 28-01 INVESTMENT ADVISERS COMMITTEE No. 16-01 SEC RULES COMMITTEE No. 50-01 UNIT INVESTMENT TRUST COMMITTEE No. 18-01 RE: FTC AMENDS PREMERGER NOTIFICATION RULES - RELATED...

[13631] June 15, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-01 RE: NOTICE OF MEETING - NOVEMBER 7, 2001 The next meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, November 7, 2001 at the offices of the Investment Company Institute...

[13540] May 24, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-01 INVESTMENT ADVISERS COMMITTEE No. 14-01 SEC RULES COMMITTEE No. 40-01 UNIT INVESTMENT TRUST COMMITTEE No. 16-01 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange Commission has published its semi...

[13403] April 11, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-01 RE: FINAL DRAFT OF CLOSED-END FUND ISSUES PAPER In response to suggestions from several members of the Closed-End Investment Company Committee, the Institute has prepared a draft paper examining issues...

[13332] April 3, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-01 RE: DRAFT AGENDA FOR APRIL 19 MEETING Attached is a draft agenda for the Closed-End Investment Company Committee meeting scheduled for Thursday, April 19 at 10:00 a.m. in the David Silver Conference Room at the...

[13277] March 20, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-01 FIXED-INCOME ADVISORY COMMITTEE No. 3-01 SEC RULES COMMITTEE No. 29-01 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSED RULE RELATING TO PROPOSED RULE CHANGES OF...

[13123] February 5, 2001 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-01 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-01 FIXED-INCOME ADVISORY COMMITTEE No. 1-01 SEC RULES COMMITTEE No. 13-01 RE: SEC PROPOSED RULE RELATING TO PROPOSED RULE CHANGES OF SELF- REGULATORY ORGANIZATIONS The...

[13108] February 5, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-01 RE: NOTICE OF MEETING -- APRIL 19, 2001 A meeting of the Closed-End Investment Company Committee has been scheduled for Thursday, April 19, 2001 at the offices of the Investment Company Institute, 1401 H...