Closed-End Investment Company Content

[12675] September 26, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 36-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-00 SEC RULES COMMITTEE No. 117-00 RE: ICI COMMENT LETTER ON SEC AUDITOR INDEPENDENCE RULE PROPOSALS The Institute has recently filed with the Securities and Exchange...

[12658] September 21, 2000 TO: BOARD OF GOVERNORS No. 55-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-00 DIRECTOR SERVICES COMMITTEE No. 13-00 SEC RULES COMMITTEE No. 115-00 RE: SEC SUBMITS SUPPLEMENTAL AMICUS BRIEF ON IMPLIED PRIVATE RIGHT OF ACTION UNDER SECTION 36(a) OF THE...

[12643] September 15, 2000 TO: ACCOUNTING/TREASURERS COMMITTEE No. 35-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-00 SEC RULES COMMITTEE No. 113-00 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC AUDITOR INDEPENDENCE RULE PROPOSALS As we previously informed you,1 the SEC has proposed...

[12520] August 23, 2000 TO: BOARD OF GOVERNORS No. 51-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-00 DIRECTOR SERVICES COMMITTEE No. 12-00 SEC RULES COMMITTEE No. 109-00 RE: ICI SUBMITS AMICUS BRIEF ON IMPLIED PRIVATE RIGHT OF ACTION UNDER SECTION 36(a) OF THE INVESTMENT COMPANY...

[12417] August 1, 2000 TO: TAX COMMITTEE No. 33-00 INTERNATIONAL COMMITTEE No. 24-00 ACCOUNTING/TREASURERS COMMITTEE No. 30-00 UNIT INVESTMENT TRUST COMMITTEE No. 22-00 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-00 RE: PENDING SWISS TAX RECLAIMS SURVEY The Swiss Federal Tax...

[12107] June 26, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-00 SEC RULES COMMITTEE No. 92-00 SMALL FUNDS COMMITTEE No. 3-00 RE: INSTITUTE COMMENT LETTER ON PROPOSED CHANGES TO MUTUAL FUND QUOTATION SERVICE The Institute has filed with the Securities and Exchange...

[12096] June 23, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-00 RE: NYSE PROPOSAL REGARDING CLOSED-END FUND ORIGINAL LISTING FEES The Securities and Exchange Commission (“SEC”) has published for comment a proposed rule change filed by the New York Stock Exchange (“NYSE”)1...

* SEC Release No. 34-42831 (May 25, 2000), 65 Fed. Reg. 35693 (June 5, 2000). [11953] June 15, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-00 SEC RULES COMMITTEE No. 86-00 RE: NASDAQ PROPOSED CHANGES TO MINIMUM LISTING REQUIREMENTS IN MUTUAL FUND QUOTATION SERVICE ________...

[11938] June 8, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-00 RE: FORMATION OF DRAFTING SUBCOMMITTEE FOR INSTITUTE ISSUES PAPER ON CLOSED-END FUNDS _____________________________________________________________________________ At the last meeting of the Closed-End...

[11872] May 10, 2000 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-00 INVESTMENT ADVISERS COMMITTEE No. 14-00 SEC RULES COMMITTEE No. 71-00 UNIT INVESTMENT TRUST COMMITTEE No. 16-00 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ____________________________________________________________...