Closed-End Investment Company Content

1 See Memorandum to Advertising Compliance Advisory Committee No. 17-99 and SEC Rules Committee No. 65-99, dated September 10, 1999, and Memorandum to Unit Investment Trust Committee No. 20-99 and Closed-End Investment Company Committee No. 29-99, dated September 15, 1999...

[11361] October 29, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-99 RE: DRAFT ICI COMMENT LETTER ON NYSE’S AND AMEX’S AUDIT COMMITTEE PROPOSALS ______________________________________________________________________________ As you know, the New York Stock Exchange, the...

1 Securities Exchange Act Release Nos. 41987 (October 7, 1999) 64 FR 55648 (October 14, 1999); 41981 (October 6, 1999) 64 FR 55505 (October 13, 1999); 41982 (October 6, 1999) 64 FR 55510 (October 13, 1999); and 41980 (October 6, 1999), 64 FR 55514 (October 13, 1999). Auditing...

* See Memorandum to Advertising Compliance Advisory Committee No. 17-99, SEC Rules Committee No. 65-99, Unit Investment Trust Committee No. 20-99, and Closed-End Investment Company Committee No. 29-99 (transmitting NASD Notice to Members – Request for Comment 99-79). [11327] October...

[11318] October 19, 1999 TO: BROKER/DEALER ADVISORY COMMITTEE No. 27-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-99 COMPLIANCE ADVISORY COMMITTEE No. 41-99 EQUITY MARKETS ADVISORY COMMITTEE No. 32-99 FIXED-INCOME ADVISORY COMMITTEE No. 7-99 OPERATIONS COMMITTEE No. 38-99 PRIMARY...

1 SEC Release No. IC-24082 (October 14, 1999) (“Proposing Release”). 2 SEC Release No. IC-24083 (October 14, 1999) (“Interpretive Release”). [11320] October 19, 1999 TO: BOARD OF GOVERNORS No. 63-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-99 DIRECTOR SERVICES COMMITTEE No. 25...

* See Memorandum to Closed-End Investment Company Committee No. 28-99, SEC Rules Committee No. 63-99 and Unit Investment Trust Committee No. 19-99, dated September 7, 1999. [11287] October 1, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-99 SEC RULES COMMITTEE No. 74-99 UNIT...

1 Review of the Commission’s Regulations Governing Attribution Ownership Rule, FCC 99-207 (MM Docket Nos. 94-150, 92-51, and 87- 154), 64 Fed. Reg. 50622 (Sept. 17, 1999) (summarizing the Commission’s Report and Order, FCC 99-207, Aug. 5, 1999) (the “Release”). 2 See Memorandum to...

[11254] September 17, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-99 RE: NOTICE OF MEETING - NOVEMBER 18, 1999 ______________________________________________________________________________ A meeting of the Closed-End Investment Company Committee has been scheduled for...

[11248] September 15, 1999 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-99 BROKER/DEALER ADVISORY COMMITTEE No. 25-99 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-99 COMPLIANCE ADVISORY COMMITTEE No. 35-99 EQUITY MARKETS ADVISORY COMMITTEE No. 29-99 FIXED-INCOME ADVISORY COMMITTEE No...