Closed-End Investment Company Content

1 Securities Act Release No. 33-7606A, November 13, 1998 (File No. S7-30-98). 2 Securities Act Release No. 33-7607, November 3, 1998 (File No. S7-28-98). 3 The proposals can be found on the SEC’s web site at www.sec.gov/rules/propridx.htm. If you wish to obtain a copy of the proposals...

[10472] November 11, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-98 INVESTMENT ADVISERS COMMITTEE No. 35-98 SEC RULES COMMITTEE No. 114-98 UNIT INVESTMENT TRUST COMMITTEE No. 35-98 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ______________________________________________________...

[10458] November 6, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 48-98 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-98 DIRECT MARKETING COMMITTEE No. 20-98 FEDERAL LEGISLATION COMMITTEE No. 2-98 INDUSTRY STATISTICS COMMITTEE No. 15-98 INTERNATIONAL COMMITTEE No. 33-98 INVESTMENT...

[10428] October 28, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-98 RE: DRAFT AGENDA FOR NOVEMBER 4 MEETING _________________________________________________________________________________ Attached is a draft agenda for the Closed-End Investment Company Committee meeting...

1 The bill is H.R. 4328, the Omnibus Consolidated and Emergency Supplemental Appropriations Act. 2 See Institute Memorandum to Tax Members No. 18-98, Accounting/Treasurers Members No. 16-98, Operations Members No. 17-98, Closed-End Investment Company Members No. 19-98, Unit Investment...

* See Memorandum to Closed-End Investment Company Committee No. 19-98 and SEC Rules Committee No. 92-98, dated September 18, 1998. 1 [10359] October 7, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-98 SEC RULES COMMITTEE No. 99-98 RE: ICI COMMENT LETTER ON SEC PROPOSED...

1 See Memorandum to Closed-End Investment Company Committee No. 16-98, dated September 3, 1998. 2 See Memorandum to Closed-End Investment Company Committee No. 18-98, dated September 17, 1998. [10323] September 24, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-98 RE: ICI...

1 See Memorandum to Closed-End Investment Company Committee No. 14-98 and SEC Rules Committee No. 75-98, dated July 30, 1998. [10299] September 18, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-98 SEC RULES COMMITTEE No. 92-98 RE: DRAFT COMMENT LETTER ON SEC PROPOSED...

* See Memorandum to Closed-End Investment Company Committee No. 16-98, dated September 3, 1998. [10297] September 17, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-98 RE: DRAFT ICI LETTER ON PROPOSED INCLUSION OF CLOSED-END FUNDS IN NASDAQ'S MUTUAL FUND QUOTATION SYSTEM ____...

[10273] September 8, 1998 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-98 RE: NASD PROPOSES INCLUSION OF CLOSED-END FUNDS IN NASDAQ'S MUTUAL FUND QUOTATION SYSTEM ______________________________________________________________________________ The NASD has proposed amendments to...