Closed-End Investment Company Content

[10748] February 24, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-99 RE: NOTICE OF MEETING - APRIL 8TH ______________________________________________________________________________ The meeting of the Closed-End Investment Company Committee has been scheduled for 10:00 a.m...

1 See Memorandum to Closed-End Investment Company Committee No. 28-98, Memorandum to International Committee No. 40-98, and Memorandum to SEC Rules Committee No. 128-98, dated December 22, 1998 (“Release”). 2 See Memorandum to Closed-End Investment Company Committee No. 2-99...

[10733] February 17, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-99 RE: MARYLAND LEGISLATION REGARDING CLOSED-END FUNDS ______________________________________________________________________________ On February 12, a bill was introduced in the Maryland legislature (attached...

* See Memorandum to Advertising Compliance Advisory Committee No. 52-98, Closed-End Investment Company Committee No. 29-98 and SEC Rules Committee No. 130-98, dated December 28, 1998. [10729] February 16, 1999 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 6-99 CLOSED-END...

1 Securities Exchange Act Release No. 40979, 64 FR 5332 (January 26, 1999), a copy of which is attached. [10709] February 8, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-99 RE: NYSE PROPOSAL REGARDING CLOSED-END FUND LISTING ELIGIBILITY CRITERIA _____________________________...

1 See Memorandum to Closed-End Investment Company Committee No. 27-98, Memorandum to SEC Rules Committee No. 127-98, and Memorandum to Unit Investment Trust Committee No. 39-98, dated December, 14, 1998. 2 See Memorandum to Closed-End Investment Company Committee No. 1-99, Memorandum...

* See Memorandum to Closed-End Investment Company Committee No. 28-98, Memorandum to International Committee No. 40-98, and Memorandum to SEC Rules Committee No. 128-98, dated December 22, 1998. 1 [10697] February 4, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-99...

* See Memorandum to Closed-End Investment Company Committee No. 27-98, Memorandum to SEC Rules Committee No. 127-98, and Memorandum to Unit Investment Trust Committee No. 39-98, dated December, 14, 1998. [10677] January 27, 1999 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-99 SEC...

1 Cross-Border Tender Offers, Business Combinations and Rights Offerings, SEC Rel. Nos. 33-7611, 34-40678; Int’l Series Rel. No. 1171 (Nov. 13, 1998); 63 Fed. Reg. 69136 (Dec. 15, 1998) (the “Release”). In summary, the Commission is proposing the following new and amended rules and...

1 Deregistration of Certain Registered Investment Companies, SEC Rel. No. IC-23588 (December 4, 1998) (the “Release”). Rule 8f-1 describes the circumstances in which registered investment companies, including unit investment trusts and face-amount certificate companies, may use Form N...