Closed-End Investment Company Content

[9430] November 19, 1997 TO: ACCOUNTING/TREASURERS MEMBERS No. 50-97 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-97 SEC RULES MEMBERS No. 83-97 RE: SEC ISSUES GENERIC COMMENT LETTER FOR INVESTMENT COMPANY CFOs ________________________________________________________________________...

1 Securities and Exchange Commission Release Nos. 33-7475, 34-39321 and IC-22884 (Nov. 13, 1997). 2 15 U.S.C. 77b(a)(10), 77d(1), 77e(b). [9437] November 19, 1997 TO: OPERATIONS COMMITTEE No. 40-97 TRANSFER AGENT ADVISORY COMMITTEE No. 67-97 SEC RULES COMMITTEE No. 113-97 CLOSED-END...

1 See Institute Memorandum to Tax Members No. 41-97, Accounting/Treasurers Members No. 44-97, Operations Members No. 25-97, Closed-End Investment Company Members No. 33-97, Unit Investment Trust Members No. 46-97, Transfer Agent Advisory Committee No. 61-97 and Broker/Dealer Advisory...

* See Memorandum to Closed-End Investment Company Committee No. 36-97, SEC Rules Committee No. 97-97, dated September 30, 1997. [9407] November 12, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-97 SEC RULES COMMITTEE No. 109-97 RE: INSTITUTE DRAFT LETTER REGARDING PROPOSED...

[9404] November 11, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 43-97 INVESTMENT ADVISERS COMMITTEE No. 32-97 SEC RULES COMMITTEE No. 107-97 UNIT INVESTMENT TRUST COMMITTEE No. 65-97 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _______________________________________________________...

1 See Memorandum to Closed-End Fund Committee No. 39-97, dated October 24, 1997. [9399] November 7, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 42-97 RE: ICI LETTER TO SEC ON CALCULATION OF EXPENSE RATIO ________________________________________________________________________...

[9394] November 6, 1997 TO: TAX COMMITTEE No. 39-97 ACCOUNTING/TREASURERS COMMITTEE No. 44-97 MARKETING POLICY COMMITTEE No. 33-97 DIRECT MARKETING COMMITTEE No. 24-97 SALES FORCE MARKETING COMMITTEE No. 24-97 PUBLIC INFORMATION COMMITTEE No. 30-97 SHAREHOLDER COMMUNICATIONS COMMITTEE...

1 See Accounting/Treasurers Committee No. 13-97, Unit Investment Trust Committee No. 31-97, May 16, 1997. [9379] October 28, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-97 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 40-97 SMALL FUNDS COMMITTEE No. 20-97 UNIT INVESTMENT TRUST...

[9366] October 24, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 39-97 RE: DRAFT LETTER ON CALCULATION OF EXPENSE RATIO ______________________________________________________________________________ We understand that the SEC plans to issue shortly a generic comment letter that...

* See Memorandum to Closed-End Investment Company Committee No. 34-97, SEC Rules Committee No. 92-97 and Unit Investment Trust Committee No. 58-97, dated September 26, 1997. [9350] October 20, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-97 SEC RULES COMMITTEE No. 102-97...