Closed-End Investment Company Content

April 17, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-97 RE: SEC STAFF INFORMS CLOSED-END FUND SHAREHOLDER THAT TENDER OFFER NEED NOT COVER ALL SHARES ______________________________________________________________________________ The SEC staff recently informed a closed...

* See Memorandum to Closed-End Investment Company Committee No. 4-97, Compliance Advisory Committee No. 6-97, SEC Rules Committee No. 22-97 and Unit Investment Trust Committee No. 12-97, dated February 25, 1997. April 15, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-97...

April 11, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-97 RE: SEC STAFF REQUIRES CLOSED-END FUND TO INCLUDE SHAREHOLDER PROPOSAL RECOMMENDING THAT BOARD CONSIDER OPEN-ENDING FUND ______________________________________________________________________________

April 10, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-97 INVESTMENT ADVISERS COMMITTEE No. 14-97 SEC RULES COMMITTEE No. 37-97 STATE LIAISON COMMITTEE No. 6-97 UNIT INVESTMENT TRUST COMMITTEE No. 21-97 RE: COMMENTS REQUESTED FOR THE 1997 CONFERENCE ON UNIFORMITY OF FEDERAL...

April 7, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-97 RE: DRAFT AGENDA FOR APRIL 15 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Closed-End Investment Company Committee meeting scheduled for...

April 2, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-97 RE: SEC STAFF REQUIRES CLOSED-END FUND TO INCLUDE SHAREHOLDER PROPOSAL RECOMMENDING THAT BOARD CONSIDER OPEN-ENDING FUND _____________________________________________________________________________ The SEC staff...

* See Memorandum to Closed-End Investment Company Committee No. 1-97, SEC Rules Committee No. 7-97 and Unit Investment Trust Committee No. 2-97, dated January 16, 1997 (proposal) and Memorandum to Closed-End Investment Company Committee No. 8-97, SEC Rules Committee No. 28-97 and Unit...

March 19, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-97 RE: NOTICE OF MEETING - APRIL 15TH ______________________________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Tuesday, April 15...

March 14, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-97 SEC RULES COMMITTEE No. 31-97 RE: SEC REQUIRES CLOSED-END FUND TO INCLUDE SHAREHOLDER PROPOSAL REQUESTING BORAD TO SOLICIT PROPOSALS FOR NEW INVESTMENT ADVISER _________________________________________________________...

* See Memorandum to Closed End Investment Company Committee No. 1-97, SEC Rules Committee No. 7-97 and Unit Investment Trust Committee No. 2-97, dated January 16, 1997. March 7, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-97 SEC RULES COMMITTEE No. 28-97 UNIT INVESTMENT...