Closed-End Investment Company Content

[15515] January 7, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-03 INVESTMENT ADVISERS COMMITTEE No. 1-03 SEC RULES COMMITTEE No. 2-03 SMALL FUNDS COMMITTEE No. 1-03 UNIT INVESTMENT TRUST COMMITTEE No. 2-03 RE: INSTITUTE COMMENT...

[15506] January 6, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-03 SEC RULES COMMITTEE No. 1-03 RE: SEC PROPOSAL REGARDING MANDATORY ELECTRONIC FILING OF SECTION 16 REPORTS The Securities and Exchange Commission has proposed rules that would require the electronic filing of...

[15500] January 2, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-03 MONEY LAUNDERING RULES WORKING GROUP No. 1-03 UNIT INVESTMENT TRUST COMMITTEE No. 1-03 RE: FEDERAL REGULATORS SUBMIT REPORT TO CONGRESS ON ANTI-MONEY LAUNDERING AND INVESTMENT COMPANIES As you know, Section...

[15501] December 31, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 58-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 59-02 SEC RULES COMMITTEE No. 110-02 SMALL FUNDS COMMITTEE No. 23-02 UNIT INVESTMENT TRUST COMMITTEE No. 35-02 RE: DRAFT INSTITUTE LETTER ON SEC AUDITOR INDEPENDENCE...

[15489] December 23, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 57-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 58-02 SEC RULES COMMITTEE No. 109-02 UNIT INVESTMENT TRUST COMMITTEE No. 34-02 RE: ICI LETTER TO SEC REQUESTING REDUCED ACCOUNTING SUPPORT FEE RATE FOR REGISTERED...

[15481] December 20, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 56-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 57-02 INVESTMENT ADVISERS COMMITTEE No. 32-02 SEC RULES COMMITTEE No. 108-02 SMALL FUNDS COMMITTEE No. 22-02 UNIT INVESTMENT TRUST COMMITTEE No. 33-02 RE: DRAFT...

[15476] December 20, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 56-02 SEC RULES COMMITTEE No. 107-02 SMALL FUNDS COMMITTEE No. 21-02 ACCOUNTING/TREASURERS COMMITTEE No. 55-02 RE: SEC PROPOSAL RELATING TO SHAREHOLDER REPORTS AND QUARTERLY PORTFOLIO DISCLOSURE; CONFERENCE CALL...

[15471] December 19, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 55-02 INVESTMENT ADVISERS COMMITTEE No. 31-02 SEC RULES COMMITTEE No. 106-02 UNIT INVESTMENT TRUST COMMITTEE No. 32-02 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange Commission has published...

[15466] December 18, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 54-02 SEC RULES COMMITTEE No. 105-02 RE: SEC PROPOSAL REGARDING ISSUER REPURCHASES OF STOCK UNDER RULE 10b-18 OF THE EXCHANGE ACT The Securities and Exchange Commission has proposed amendments to Rule 10b-18...

[15451] December 13, 2002 TO: SEC RULES COMMITTEE No. 104-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 53-02 COMPLIANCE ADVISORY COMMITTEE No. 112-02 INVESTMENT ADVISERS COMMITTEE No. 30-02 UNIT INVESTMENT TRUST COMMITTEE No. 31-02 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSAL TO...