Closed-End Investment Company Content

URGENT/ACTION REQUESTED [15720] March 4, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-03 INVESTMENT ADVISERS COMMITTEE No. 4-03 SEC RULES COMMITTEE No. 21-03 SMALL FUNDS COMMITTEE No. 8-03 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC’S PAPERWORK REDUCTION ACT ESTIMATES FOR...

[15678] February 21, 2003 TO: SEC RULES COMMITTEE No. 19-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-03 RE: INSTITUTE COMMENT LETTER REGARDING REPURCHASES OF STOCK UNDER RULE 10b-18 The Institute has prepared the attached comment letter on the Commission’s proposed amendments to...

URGENT/ACTION REQUESTED [15648] February 12, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-03 SEC RULES COMMITTEE No. 16-03 RE: INSTITUTE DRAFT COMMENT LETTER REGARDING REPURCHASE OF STOCK UNDER RULE 10b-18 The Institute has prepared the attached draft comment letter on the...

[15624] February 6, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-03 SEC RULES COMMITTEE No. 13-03 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL REGARDING LISTED COMPANY AUDIT COMMITTEE STANDARDS As previously indicated, the Securities...

[15629] February 6, 2003 TO: SEC RULES COMMITTEE No. 15-03 SMALL FUNDS COMMITTEE No. 6-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-03 COMPLIANCE ADVISORY COMMITTEE No. 12-03 UNIT INVESTMENT TRUST COMMITTEE No. 5-03 RE: SEC PROPOSALS RELATING TO INVESTMENT COMPANY AND INVESTMENT...

URGENT/ACTION REQUESTED [15619] February 5, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-03 RE: ICI DRAFT LETTER ON SEC PROPOSAL REGARDING MANDATORY ELECTRONIC FILING OF BENEFICIAL OWNERSHIP REPORTS The Institute has prepared the attached draft comment letter on the...

[15623] February 5, 2003 TO: BOARD OF GOVERNORS No. 5-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-03 COMPLIANCE ADVISORY COMMITTEE No. 9-03 SEC RULES COMMITTEE No. 12-03 SMALL FUNDS COMMITTEE No. 5-03 RE: SEC ADOPTS RULES RELATING TO PROXY VOTING BY INVESTMENT COMPANIES AND...

[15582] January 28, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-03 SEC RULES COMMITTEE No. 10-03 SMALL FUNDS COMMITTEE No. 4-03 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL ON SHAREHOLDER REPORTS AND PORTFOLIO HOLDINGS DISCLOSURE...

[15543] January 14, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-03 SEC RULES COMMITTEE No. 6-03 RE: SEC PROPOSAL REGARDING LISTED COMPANY AUDIT COMMITTEE STANDARDS The Securities and Exchange Commission has proposed a new rule, Rule...

[15527] January 9, 2003 TO: SEC RULES COMMITTEE No. 5-03 INVESTMENT ADVISERS COMMITTEE No. 2-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-03 COMPLIANCE ADVISORY COMMITTEE No. 1-03 RE: NASD AND NYSE PROPOSED RULE CHANGES RELATING TO RESEARCH ANALYST CONFLICTS OF INTEREST The...