Closed-End Investment Company Content

[15880] April 8, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-03 RE: DRAFT AGENDA FOR CLOSED-END INVESTMENT COMPANY COMMITTEE MEETING ON APRIL 30, 2003 As we previously informed you,∗ the next meeting of the Closed-End Investment Company Committee is scheduled for Wednesday...

[15820] March 28, 2003 TO: SEC RULES COMMITTEE No. 29-03 COMPLIANCE ADVISORY COMMITTEE No. 26-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-03 UNIT INVESTMENT TRUST COMMITTEE No. 9-03 RE: DRAFT INSTITUTE LETTER ON SEC PROPOSAL TO IMPLEMENT STANDARDS OF PROFESSIONAL CONDUCT FOR...

[15821] March 28, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-03 COMPLIANCE ADVISORY COMMITTEE No. 27-03 SEC RULES COMMITTEE No. 30-03 RE: CFTC PROPOSES REVISED AMENDMENT TO RULE 4.5 AND AFFIRMS PREVIOUS NO-ACTION RELIEF As we previously informed you, in October 2002, the...

ACTION REQUESTED [15823] March 28, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-03 SEC RULES COMMITTEE No. 31-03 UNIT INVESTMENT TRUST COMMITTEE No. 10-03 RE: ICI DRAFT LETTER ON PCAOB ACCOUNTING SUPPORT FEE PROPOSAL The Institute...

[15814] March 26, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-03 COMPLIANCE ADVISORY COMMITTEE No. 24-03 SEC RULES COMMITTEE No. 28-03 SMALL FUNDS COMMITTEE No. 11-03 RE: SEC PROPOSAL REGARDING CERTIFICATIONS UNDER SECTIONS 302 AND...

[15797] March 24, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-03 COMPLIANCE ADVISORY COMMITTEE No. 23-03 INVESTMENT ADVISERS COMMITTEE No. 6-03 SEC RULES COMMITTEE No. 27-03 SMALL FUNDS COMMITTEE No. 10-03 UNIT INVESTMENT TRUST COMMITTEE No. 8-03 RE: DRAFT ICI COMMENT...

[15792] March 21, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-03 SEC RULES COMMITTEE No. 25-03 RE: SEC WEBSITE ESTABLISHED FOR CREATING AND FILING FORMS 3, 4, AND 5 As we previously informed you, the Securities and Exchange Commission proposed rules that would require the...

[15770] March 19, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-03 SEC RULES COMMITTEE No. 23-03 UNIT INVESTMENT TRUST COMMITTEE No. 7-03 RE: PCAOB PROPOSAL FOR ESTABLISHMENT OF ACCOUNTING SUPPORT FEE The Public Company Accounting...

[15730] March 6, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-03 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING - APRIL 30, 2003 A meeting of the Closed-End Investment Company Committee has been scheduled for Wednesday, April 30th at the offices of the Investment Company...

[15717] March 4, 2003 TO: SEC RULES COMMITTEE No. 22-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-03 INVESTMENT ADVISERS COMMITTEE No. 5-03 RE: DRAFT INSTITUTE LETTER ON NYSE AND NASD PROPOSED RULE CHANGES RELATING TO RESEARCH ANALYST CONFLICTS OF INTEREST As we previously...