Closed-End Investment Company Content

[15434] December 9, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 53-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 52-02 SEC RULES COMMITTEE No. 102-02 UNIT INVESTMENT TRUST COMMITTEE No. 29-02 RE: SEC RULE PROPOSALS ON AUDITOR INDEPENDENCE AND AUDIT COMMITTEE ADMINISTRATION OF THE...

[15432] December 6, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 51-02 PENSION COMMITTEE No. 48-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 81-02 SEC RULES COMMITTEE No. 101-02 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC PROPOSAL REGARDING INSIDER TRADES DURING PENSION BLACKOUT...

[15409] December 2, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 50-02 RE: DRAFT INSTITUTE LETTER ON AMEX PROPOSED RULE CHANGE RELATING TO CLOSED-END FUND LISTING ELIGIBILITY CRITERIA The Securities and Exchange Commission has published for comment, and granted accelerated...

[15399] November 27, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 48-02 COMPLIANCE ADVISORY COMMITTEE No. 107-02 SEC RULES COMMITTEE No. 97-02 RE: INSTITUTE DRAFT LETTER ON AMENDMENTS PROPOSED BY CFTC TO RULE 4.5 TO FACILITATE TRADING OF STOCK FUTURES BY INVESTMENT COMPANIES...

[15397] November 27, 2002 TO: SEC RULES COMMITTEE No. 98-02 COMPLIANCE ADVISORY COMMITTEE No. 108-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 49-02 INVESTMENT ADVISERS COMMITTEE No. 29-02 UNIT INVESTMENT TRUST COMMITTEE No. 27-02 RE: SEC PROPOSAL TO IMPLEMENT STANDARDS OF...

[15398] November 26, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 52-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 47-02 INVESTMENT ADVISERS COMMITTEE No. 28-02 SEC RULES COMMITTEE No. 96-02 SMALL FUNDS COMMITTEE No. 20-02 UNIT INVESTMENT TRUST COMMITTEE No. 26-02 RE: SEC PROPOSAL ON...

[15379] November 25, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-02 INVESTMENT ADVISERS COMMITTEE No. 27-02 SEC RULES COMMITTEE No. 94-02 SMALL FUNDS COMMITTEE No. 19-02 RE: SECOND DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS RELATING TO PROXY VOTING Attached for your...

[15362] November 18, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 51-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 45-02 SEC RULES COMMITTEE No. 91-02 RE: DRAFT COMMENT LETTER ON SEC PROPOSALS REGARDING FINANCIAL EXPERTS, CODES OF ETHICS AND INTERNAL CONTROLS; NOVEMBER 21ST...

[15331] November 5, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-02 INVESTMENT ADVISERS COMMITTEE No. 24-02 SEC RULES COMMITTEE No. 89-02 SMALL FUNDS COMMITTEE No. 16-02 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS RELATING TO PROXY VOTING; CONFERENCE CALL SCHEDULED...

[15304] October 28, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 42-02 COMPLIANCE ADVISORY COMMITTEE No. 95-02 SEC RULES COMMITTEE No. 87-02 RE: CFTC PROPOSES AMENDMENT TO RULE 4.5 AND ISSUES RELATED NO-ACTION POSITION The Commodity Futures Trading Commission has proposed an...