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Memo#
7061

SEC EXTENDS COMMENT PERIOD FOR RISK DISCLOSURE CONCEPT RELEASE

1 See Memorandum to Closed-End Fund Committee No. 29-95, SEC Rules Committee No. 74-95 and Risk Disclosure Task Force, dated June 20, 1995. June 27, 1995 TO: CLOSED-END FUND COMMITTEE No. 30-95 SEC RULES COMMITTEE No. 77-95 RISK DISCLOSURE TASK FORCE RE: SEC EXTENDS COMMENT PERIOD FOR...
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Memo#
7040

DRAFT INSTITUTE LETTER ON SEC'S RISK DISCLOSURE CONCEPT RELEASE

1 See Memorandum to SEC Rules Committee No. 50-95 and Risk Disclosure Task Force, dated March 31, 1995; Memorandum to Closed-End Fund Committee No. 14-95, dated April 3, 1995. June 20, 1995 TO: CLOSED-END FUND COMMITTEE No. 29-95 SEC RULES COMMITTEE No. 74-95 RISK DISCLOSURE TASK...
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Memo#
6959

NORTH CAROLINA REPEALS INTANGIBLES TAX

May 30, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 29-95 CLOSED-END FUND COMMITTEE No. 28-95 TAX MEMBERS No. 29-95 UNIT INVESTMENT TRUST COMMITTEE No. 49-95 RE: NORTH CAROLINA REPEALS INTANGIBLES TAX ______________________________________________________________________________ North...
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Memo#
6972

SEC SEMI-ANNUAL REGULATORY AGENDA

May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 26-95 INVESTMENT ADVISERS COMMITTEE No. 26-95 SEC RULES COMMITTEE No. 67-95 UNIT INVESTMENT TRUST COMMITTEE No. 47-95 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ______________________________________________________________________________ The...
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Memo#
6976

DRAFT PROPOSALS TO IMPROVE INVESTMENT COMPANY REGULATION

1 See Memorandum to Closed-End Fund Committee No. 19-95, SEC Rules Committee No. 55-95 and Unit Investment Trust Committee No. 41-95, dated April 12, 1995. May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 27-95 SEC RULES COMMITTEE No. 68-95 UNIT INVESTMENT TRUST COMMITTEE No. 48-95 RE...
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Memo#
6966

UPDATED CLOSED-END FUND BROCHURE

May 25, 1995 TO: CLOSED-END MEMBERS - ONE PER COMPLEX No. 1-95 CLOSED-END FUND COMMITTEE No. 24-95 CLOSED-END FUND MEMBERS No. 18-95 SALES FORCE MARKETING COMMITTEE No. 26-95 BROKER/DEALER ASSOCIATE MEMBERS No. 11-95 RE: UPDATED CLOSED-END FUND BROCHURE _______________________________...
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Memo#
6954

CONNECTICUT MODIFIES TAX EXEMPTION FOR SOME STATE BONDS

May 22, 1995 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-95 CLOSED-END FUND COMMITTEE No. 23-95 TAX MEMBERS No. 28-95 UNIT INVESTMENT TRUST COMMITTEE No. 46-95 RE: CONNECTICUT MODIFIES TAX EXEMPTION FOR SOME STATE BONDS ____________________________________________________________________...
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Memo#
6937

NEWS MEDIA CONTACTS FOR PRICE AND DIVIDEND INFORMATION

May 17, 1995 TO: CLOSED-END FUND COMMITTEE No. 22-95 RE: NEWS MEDIA CONTACTS FOR PRICE AND DIVIDEND INFORMATION ______________________________________________________________________________ In response to requests from members at the most recent committee meeting, we have contacted...