Closed-End Investment Company Content

March 2, 1993 TO: BOARD OF GOVERNORS NO. 17-93 ACCOUNTING/TREASURERS COMMITTEE NO. 10-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 5-93 BROKER/DEALER ADVISORY COMMITTEE NO. 9-93 CLOSED-END FUND COMMITTEE NO. 5-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 3-93 OPERATIONS COMMITTEE...

February 16, 1993 TO: CLOSED-END FUND COMMITTEE NO. 4-93 RE: CLOSED-END FUND ISSUANCE OF LONG-TERM STOCKY WARRANTS __________________________________________________________ At the meeting of the Closed-End Fund Committee held on February 2, 1993, the Committee discussed whether it...

January 28, 1993 TO: CLOSED-END FUND COMMITTEE NO. 3-93 RE: MEMORANDUM ON ISSUANCE OF LONG-TERM WARRANTS BY CLOSED-END FUNDS __________________________________________________________ At the October meeting of the Closed-End Fund Committee, there was a discussion of the possibility of...

January 22, 1993 TO: CLOSED-END FUND COMMITTEE NO. 2-93 RE: DRAFT AGENDA FOR FEBRUARY 2 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for Tuesday, February 2 at 1:30 p.m. at the...

January 7, 1993 TO: SEC RULES COMMITTEE NO. 4-93 CLOSED-END FUND COMMITTEE NO. 1-93 UNIT INVESTMENT TRUST COMMITTEE NO. 1-93 INTERNATIONAL COMMITTEE NO. 2-93 RE: SEC PROPOSES TO DELETE ANNUAL REVIEWS BY BOARDS OF DIRECTORS AND REPROPOSES AMENDMENTS TO RULE 12d3-1 _____________________...

December 7, 1992 TO: CLOSED-END FUND COMMITTEE NO. 31-92 SEC RULES COMMITTEE NO. 91-92 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO CFTC REGULATION 4.5 __________________________________________________________ As we previously informed you, the Commodity Futures Trading...

November 19, 1992 TO: CLOSED-END FUND COMMITTEE NO. 30-92 RE: CHICAGO BOARD OPTIONS EXCHANGE PROPOSAL TO LIST OPTIONS ON CLOSED-END COUNTRY FUNDS __________________________________________________________ The Chicago Board Options Exchange ("CBOE") has filed a request with the SEC for...

November 11, 1992 TO: CLOSED-END FUND COMMITTEE NO. 29-92 INVESTMENT ADVISERS COMMITTEE NO. 39-92 SEC RULES COMMITTEE NO. 87-92 UNIT INVESTMENT TRUST COMMITTEE NO. 67-92 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The Securities and...

November 2, 1992 TO: CLOSED-END FUND COMMITTEE NO. 27-92 INVESTMENT ADVISERS COMMITTEE NO. 38-92 SEC RULES COMMITTEE NO. 83-92 RE: CFTC PROPOSES AMENDMENTS TO RULE 4.5 __________________________________________________________ The Commodity Futures Trading Commission ("CFTC") has...

October 19, 1992 TO: SEC RULES COMMITTEE NO. 77-92 CLOSED-END FUND COMMITTEE NO. 26-92 CLOSED-END FUND DIVISIONAL COMMITTEE RE: DRAFT INSTITUTE LETTER ON SEC INTERVAL FUND PROPOSAL __________________________________________________________ Attached is a draft of the Institute’s letter...