Closed-End Investment Company Content

October 21, 1991 TO: CLOSED-END FUND COMMITTEE NO. 27-91 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 31-91 RE: CLOSED-END FUND BROCHURE __________________________________________________________ As you are aware, several years ago the Institute prepared the attached brochure entitled, "A...

September 26, 1991 TO: CLOSED-END FUND COMMITTEE NO. 26-91 RE: DRAFT AGENDA FOR OCTOBER 17 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for October 17 at 10:00 a.m. The meeting will be...

September 25, 1991 TO: CLOSED-END FUND COMMITTEE NO. 25-91 RE: INSTITUTE LETTER TO SEC STAFF CONCERNING THE FILING REQUIREMENTS OF AFFILIATED PERSONS OF A CLOSED-END FUND'S ADVISER UNDER SECTION 30(f) OF THE 1940 ACT __________________________________________________________ The...

September 24, 1991 TO: SEC RULES COMMITTEE NO. 60-91 INVESTMENT ISSUES COMMITTEE NO. 16-91 INVESTMENT ADVISERS COMMITTEE NO. 49-91 CLOSED-END FUND COMMITTEE NO. 24-91 RE: INSTITUTE COMMENT LETTER ON PROXY REFORM __________________________________________________________ Attached is a...

September 11, 1991 TO: INTERNATIONAL COMMITTEE NO. 22-91 INVESTMENT ADVISERS COMMITTEE NO. 42-91 SEC RULES COMMITTEE NO. 54-91 CLOSED-END FUND COMMITTEE NO. 23-91 INVESTMENT ISSUES COMMITTEE NO. 13-91 RE: INSTITUTE SUBMITS COMMENT LETTER REGARDING FOREIGN TENDER, EXCHANGE AND RIGHTS...

August 26, 1991 TO: CLOSED-END FUND COMMITTEE NO. 22-91 RE: NOTICE OF MEETING, OCTOBER 17, 1991 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Thursday, October 17, 1991 in the conference room...

August 13, 1991 TO: SEC RULES COMMITTEE NO. 46-91 CLOSED-END FUND COMMITTEE NO. 21-91 RE: INSTITUTE COMMENTS ON SEC PROPOSAL CONCERNING LIMITED PARTNERSHIP ROLL-UP TRANSACTIONS __________________________________________________________ As we previously informed you, the SEC has...

July 17, 1991 TO: TAX COMMITTEE NO. 23-91 CLOSED-END FUND COMMITTEE NO. 20-91 UNIT INVESTMENT TRUST COMMITTEE NO. 28-91 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 20-91 RE: U.S. SUPREME COURT DECLINES TO REVIEW CONNECTICUT SALES TAX CASE HOLDING THAT STATE LACKED JURISDICTION OVER...

July 16, 1991 TO: INTERNATIONAL COMMITTEE NO. 16-91 INVESTMENT ADVISERS COMMITTEE NO. 32-91 SEC RULES COMMITTEE NO. 41-91 CLOSED-END FUND COMMITTEE NO. 19-91 INVESTMENT ISSUES COMMITTEE NO. 8-91 RE: SEC ADOPTS MULTIJURISDICTIONAL DISCLOSURE SYSTEM AND MODIFICATIONS TO CURRENT...

July 16, 1991 TO: SEC RULES COMMITTEE NO. 40-91 CLOSED-END FUND COMMITTEE NO. 18-91 RE: SEC PROPOSES AMENDMENTS TO RULES GOVERNING "ROLLUP" TRANSACTIONS __________________________________________________________ The SEC has issued rule proposals aimed at curbing abuses in limited...