Closed-End Investment Company Content

November 15, 1990 TO: SEC RULES COMMITTEE NO. 60-90 STATE LIAISON COMMITTEE NO. 28-90 CLOSED-END FUND COMMITTEE NO. 25-90 UNIT INVESTMENT TRUST COMMITTEE NO. 50-90 RE: CALIFORNIA ISSUES AMENDED PROPOSED FINAL ANTI-APARTHEID DISCLOSURE REGULATIONS ______________________________________...

October 23, 1990 TO: CLOSED-END FUND COMMITTEE NO. 24-90 RE: INSTITUTE COMMENTS ON SEC RELEASE REGARDING REFORM OF REGULATION OF INVESTMENT COMPANIES - HYBRID FUNDS PROPOSAL __________________________________________________________ Two years ago, as part of its 1990s project, the...

October 9, 1990 TO: CLOSED-END FUND COMMITTEE NO. 23-90 RE: DRAFT AGENDA FOR OCTOBER 17 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for October 17th. I look forward to seeing you then...

11/ The contents of these documents form the basis for the investment company's financial statements as required under Section 30 of the 1940 Act. October 11, 1990 TO: CLOSED-END FUND COMMITTEE NO. 22-90 SEC RULES COMMITTEE NO. 55-90 INTERNATIONAL FUNDS TASK FORCE NO. 23-90 COMPLIANCE...

September 24, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 32-90 SEC RULES COMMITTEE NO. 52-90 CLOSED-END FUND COMMITTEE NO. 21-90 INTERNATIONAL FUNDS TASK FORCE NO. 22-90 RE: INSTITUTE FILES COMMENT LETTER SUPPORTING SEC'S PROPOSED CONCEPTUAL APPROACH REGARDING MULTINATIONAL TENDER AND...

September 4, 1990 TO: CLOSED-END FUND COMMITTEE NO. 20-90 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Wednesday, October 17, 1990. This...

August 15, 1990 TO: STATE SECURITIES MEMBERS NO. 26-90 CLOSED-END FUND COMMITTEE NO. 19-90 RE: INSTITUTE COMMENT LETTER ON CALIFORNIA PROPOSED FINAL ANTI-APARTHEID REGULATIONS __________________________________________________________ As we previously informed you, the California...

August 10, 1990 TO: CLOSED-END FUND COMMITTEE NO. 18-90 RE: MEETING ON DRAFT COMMENT LETTER ON SEC CONCEPT RELEASE __________________________________________________________ Attached is a first draft of the Institute's comment letter on the SEC's concept release on reform of...

August 8, 1990 TO: SEC RULES COMMITTEE NO. 42-90 CLOSED-END FUND COMMITTEE NO. 17-90 BOARD OF GOVERNORS NO. 55-90 PORTFOLIO MANAGER DISCLOSURE AD HOC COMMITTEE RE: INSTITUTE SUBMITS REVISED PROPOSAL FOR PORTFOLIO MANAGER DISCLOSURE _____________________________________________________...

- 1 - July 19, 1990 TO: TAX COMMITTEE NO. 15-90 ACCOUNTING/TREASURERS COMMITTEE NO. 20-90 CLOSED-END FUND COMMITTEE NO. 16-90 UNIT INVESTMENT TRUST COMMITTEE NO. 31-90 RE: INSTITUTE COMMENTS ON IRS FORM 5452 (CORPORATE REPORT OF NONDIVIDEND DISTRIBUTIONS) _____________________________...