Closed-End Investment Company Content

February 5, 1990 TO: SEC RULES COMMITTEE NO. 9-90 UNIT INVESTMENT TRUST COMMITTEE NO. 5-90 CLOSED-END FUND COMMITTEE NO. 5-90 RE: SEC FEE INCREASE IN PRESIDENT'S BUDGET __________________________________________________________ The fiscal year 1991 budget proposal submitted by the...

January 22, 1990 TO: CLOSED-END FUND COMMITTEE NO. 4-90 SMALL FUNDS COMMITTEE NO. 2-90 UNIT INVESTMENT TRUST COMMITTEE NO. 3-90 RE: FORMATION OF COMPLIANCE COMMITTEE __________________________________________________________ At the SEC Rules Committee meeting held on January 11, 1990...

January 22, 1990 TO: SEC RULES COMMITTEE NO. 6-90 CLOSED-END FUND COMMITTEE NO. 3-90 RE: RECENTLY PROPOSED SECURITIES LEGISLATION __________________________________________________________ Attached are copies of three recently introduced bills, which are briefly described below. (1)...

January 19, 1990 TO: CLOSED-END FUND COMMITTEE NO. 2-90 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Tuesday, February 6, 1990 at...

January 3, 1990 TO: CLOSED-END FUND COMMITTEE NO. 1-90 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING FEBRUARY 6, 1990 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10 a.m. Tuesday, February 6, 1990. This...

December 14, 1989 TO: CLOSED-END FUND COMMITTEE NO. 52-89 OPERATIONS COMMITTEE NO. 25-89 SEC RULES COMMITTEE NO. 77-89 UNIT INVESTMENT TRUST COMMITTEE NO. 84-89 AD HOC COMMITTEE ON UNCLAIMED PROPERTY RE: JANUARY 12 MEETING TO DISCUSS UNCLAIMED PROPERTY LAWS ___________________________...

November 21, 1989 TO: TAX COMMITTEE NO. 19-89 CLOSED-END FUND COMMITTEE NO. 51-89 INTERNATIONAL FUNDS TASK FORCE NO. 19-89 ACCOUNTING/TREASURERS COMMITTEE NO. 50-89 RE: INSTITUTE COMMENTS ON SECTION 988 REGULATIONS __________________________________________________________ As we...

November 10, 1989 TO: CLOSED-END FUND COMMITTEE NO. 50-89 INVESTMENT ADVISERS COMMITTEE NO. 47-89 SEC RULES COMMITTEE NO. 72-89 UNIT INVESTMENT TRUST COMMITTEE NO. 78-89 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The Securities and...

November 9, 1989 TO: CLOSED-END FUND COMMITTEE NO. 49-89 INVESTMENT ADVISERS COMMITTEE NO. 45-89 PENSION COMMITTEE NO. 16-89 SEC RULES COMMITTEE NO. 68-89 STATE LIAISON COMMITTEE NO. 17-89 TAX COMMITTEE NO. 18-89 UNIT INVESTMENT TRUST COMMITTEE NO. 77-89 RE: INDEX TO ICI MEMORANDA ___...

- 1 - November 3, 1989 TO: BOARD OF GOVERNORS NO. 68-89 SEC RULES COMMITTEE NO. 66-89 CLOSED-END FUND COMMITTEE NO. 48-89 UNIT INVESTMENT TRUST COMMITTEE NO. 74-89 RE: FED APPROVES APPLICATION OF BANK HOLDING COMPANY TO ENGAGE IN PRIVATE PLACEMENTS, BUT EXCLUDES SHARES OF AFFILIATED...