Closed-End Investment Company Content

June 1, 1989 TO: BOARD OF GOVERNORS NO. 34-89 CLOSED-END FUND COMMITTEE NO. 17-89 DIRECT MARKETING COMMITTEE NO. 22-89 MARKETING COMMITTEE NO. 15-89 OPERATIONS COMMITTEE NO. 9-89 PUBLIC INFORMATION COMMITTEE NO. 18-89 RESEARCH COMMITTEE NO. 16-89 SALES FORCE MARKETING COMMITTEE NO. 22...

May 17, 1989 TO: SEC RULES COMMITTEE NO. 25-89 CLOSED-END FUND COMMITTEE NO. 16-89 INVESTMENT ADVISERS COMMITTEE NO. 22-89 UNIT INVESTMENT TRUST COMMITTEE NO. 22-89 RE: INSTITUTE COMMENT LETTER ON PROPOSED RULE CHANGES UNDER SECTION 13(D) OF THE SECURITIES EXCHANGE ACT _______________...

- 1 - May 10, 1989 TO: TAX COMMITTEE NO. 6-89 ACCOUNTING/TREASURERS COMMITTEE NO. 20-89 CLOSED-END FUND COMMITTEE NO. 15-89 RE: INSTITUTE STATEMENT ON CAPITAL GAIN PROPOSALS __________________________________________________________ Attached is the Institute's statement to the House...

May 8, 1989 TO: SEC RULES COMMITTEE NO. 23-89 CLOSED-END FUND COMMITTEE NO. 14-89 RE: INSTITUTE COMMENT LETTER CONCERNING PROPOSED RULE 32a-3 __________________________________________________________ As you know, the SEC proposed in March 1989 a new rule 32a- 3, which would expand...

April 27, 1989 TO: CLOSED-END FUND COMMITTEE NO. 13-89 RE: SURVEY ON CLOSED-END FUND PROTECTION FEATURES AND DISCOUNT CONTROL MEASURES __________________________________________________________ At the April 19, 1989 Closed-End Fund Committee Meeting, Chairman DeStaebler discussed the...

April 24, 1989 TO: BOARD OF GOVERNORS NO. 27-89 SEC RULES MEMBERS NO. 23-89 CLOSED-END FUND COMMITTEE NO. 12-89 FEDERAL LEGISLATION COMMITTEE NO. 6-89 UNIT INVESTMENT TRUST COMMITTEE NO. 20-89 RE: INSTITUTE COMMENTS ON PROPOSED LEGISLATION TO REGULATE TELEMARKETING ACTIVITIES ________...

- 1 - April 21, 1989 TO: TAX COMMITTEE NO. 5-89 OPERATIONS COMMITTEE NO. 7-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 10-89 CLOSED-END FUND COMMITTEE NO. 11-89 UNIT INVESTMENT TRUST COMMITTEE NO. 19-89 RE: INSTITUTE STATEMENT ON INFORMATION REPORTING PENALTIES ______________...

April 14, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 17-89 CLOSED-END FUND COMMITTEE NO. 10-89 SEC RULES COMMITTEE NO. 21-89 UNIT INVESTMENT TRUST COMMITTEE NO. 17-89 RE: SEC PROPOSAL TO CONFORM CERTAIN RULES AND FORMS TO RECENTLY ADOPTED FASB STANDARDS _____________________________...

April 6, 1989 TO: CLOSED-END FUND COMMITTEE NO. 9-89 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, April 19, 1989, at 10...

April 4, 1989 TO: CLOSED-END FUND COMMITTEE NO. 8-89 SEC RULES COMMITTEE NO. 19-89 ACCOUNTING/TREASURERS COMMITTEE NO. 14-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: SEC ADOPTS INVESTMENT COMPANY ACT RULE 30b1-3 SPECIFYING FORM N-SAR FILING REQUIREMENTS FOR FUNDS THAT CHANGE THEIR...