Closed-End Investment Company Content

June 18, 1990 TO: CLOSED-END FUND COMMITTEE NO. 15-90 RE: REQUEST TO NYSE CONCERNING ANNUAL MEETINGS AND APPROVAL OF MANAGEMENT AGREEMENT __________________________________________________________ At the last Closed-End Fund Committee meeting, it was decided that the Institute should...

June 18, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 19-90 SEC RULES COMMITTEE NO. 34-90 CLOSED-END FUND COMMITTEE NO. 14-90 INTERNATIONAL FUNDS TASK FORCE NO. 14-90 RE: SEC ISSUES CONCEPT RELEASE ON MULTINATIONAL TENDER AND EXCHANGE OFFERS _____________________________________________...

- 1 - May 7, 1990 TO: CLOSED-END FUND COMMITTEE NO. 13-90 INVESTMENT ADVISERS COMMITTEE NO. 13-90 SEC RULES COMMITTEE NO. 29-90 UNIT INVESTMENT TRUST COMMITTEE NO. 24-90 RULE 12B-1 AD HOC COMMITTEE RE: SEC SEMIANNUAL REGULATORY AGENDA; AMENDMENTS TO RULE 12B-1 WITHDRAWN AS SEPARATE...

April 24, 1990 TO: CLOSED-END FUND COMMITTEE NO. 12-90 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING ________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, May 2, 1990. The...

April 24, 1990 TO: CLOSED-END FUND COMMITTEE NO. 11-90 RE: COMMENTS ON STOCKHOLDER QUORUM PROBLEMS ________________________________________________________ In February, the Institute requested closed-end fund members to inform us of any problems they have had relating to stockholder...

- 1 - April 23, 1990 TO: CLOSED-END FUND COMMITTEE NO. 10-90 SEC RULES COMMITTEE NO. 23-90 UNIT INVESTMENT TRUST COMMITTEE NO. 18-90 INTERNATIONAL FUNDS TASK FORCE NO. 5-90 RE: FED APPROVES AMENDMENTS TO REGULATION T PERMITTING MARGINABILITY OF CERTAIN FOREIGN SECURITIES _____________...

April 2, 1990 TO: TAX COMMITTEE NO. 8-90 CLOSED-END FUND COMMITTEE NO. 9-90 ACCOUNTING/TREASURERS COMMITTEE NO. 11-90 RE: INSTITUTE COMMENTS ON SECTION 852(b)(3)(C) POST-OCTOBER LOSS REGULATIONS ________________________________________________________ As we previously informed you...

March 7, 1990 TO: CLOSED-END FUND COMMITTEE NO. 8-90 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING MAY 2, 1990 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. Wednesday, May 2, 1990. This meeting...

February 21, 1990 TO: CLOSED-END FUND COMMITTEE NO. 7-90 SEC RULES COMMITTEE NO. 12-90 RE: SEC PROPOSES REVISIONS TO ENFORCEMENT LEGISLATION; THE "SMALL INVESTOR PROTECTION ACT OF 1990" __________________________________________________________ Set forth below are brief descriptions...

- 1 - February 7, 1990 TO: BOARD OF GOVERNORS NO. 10-90 ACCOUNTING/TREASURERS COMMITTEE NO. 3-90 CLOSED-END FUND COMMITTEE NO. 6-90 OPERATIONS COMMITTEE NO. 2-90 PENSION COMMITTEE NO. 3-90 SEC RULES COMMITTEE NO. 10-90 TAX COMMITTEE NO. 3-90 UNIT INVESTMENT TRUST COMMITTEE NO. 6-90 RE...