Closed-End Investment Company Content

April 24, 1991 TO: SEC RULES COMMITTEE NO. 23-91 CLOSED-END FUND COMMITTEE NO. 7-91 UNIT INVESTMENT TRUST COMMITTEE NO. 18-91 INVESTMENT ADVISERS COMMITTEE NO. 18-91 RE: ISSUES CONCERNING NEW RULES UNDER SECTION 16 OF 1934 ACT; INSTITUTE REQUEST FOR INTERPRETIVE GUIDANCE UNDER RULE...

April 17, 1991 TO: CLOSED-END FUND COMMITTEE NO. 6-91 RE: DRAFT AGENDA FOR APRIL 24 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for April 24th at 10:00 a.m. The meeting will be held...

March 22, 1991 TO: CLOSED-END FUND COMMITTEE NO. 5-91 RE: NOTICE OF MEETING, APRIL 24, 1991 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Wednesday, April 24, 1991 in the conference room at...

March 7, 1991 TO: TAX COMMITTEE NO. 4-91 OPERATIONS COMMITTEE NO. 7-91 CLOSED-END FUND COMMITTEE NO. 4-91 UNIT INVESTMENT TRUST COMMITTEE NO. 9-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 11-91 RE: INSTITUTE TESTIFIES ON BACKUP WITHHOLDING REGULATIONS ____________________________________...

- 1 - February 11, 1991 TO: TAX COMMITTEE NO. 3-91 OPERATIONS COMMITTEE NO. 4-91 CLOSED-END FUND COMMITTEE NO. 3-91 UNIT INVESTMENT TRUST COMMITTEE NO. 7-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 5-91 RE: INSTITUTE COMMENTS ON PROPOSED INFORMATION REPORTING AND BACKUP WITHHOLDING...

January 22, 1991 TO: CLOSED-END FUND COMMITTEE NO. 2-91 RE: AGENDA FOR FEBRUARY 5 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for February 5, 1991 at the Institute. I look forward to...

January 3, 1991 TO: CLOSED-END FUND COMMITTEE NO. 1-91 RE: NOTICE OF MEETING, FEBRUARY 5, 1991 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Tuesday, February 5, 1991. The meeting will be held...

- 1 - December 17, 1990 TO: TAX COMMITTEE NO. 33-90 OPERATIONS COMMITTEE NO. 28-90 CLOSED-END FUND COMMITTEE NO. 28-90 UNIT INVESTMENT TRUST COMMITTEE NO. 55-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 53-90 RE: INSTITUTE LETTER ON THE REASONABLE CAUSE WAIVER OF INTERNAL REVENUE CODE...

December 17, 1990 TO: CLOSED-END FUND COMMITTEE NO. 27-90 OPERATIONS COMMITTEE NO. 27-90 SEC RULES COMMITTEE NO. 65-90 ACCOUNTING/TREASURERS COMMITTEE NO. 38-90 INDEPENDENT ACCOUNTANTS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE NO. 52-90 INTERNATIONAL FUNDS TASK FORCE NO. 30-90...

1 * New item. November 20, 1990 TO: CLOSED-END FUND COMMITTEE NO. 26-90 INVESTMENT ADVISERS COMMITTEE NO. 40-90 SEC RULES COMMITTEE NO. 62-90 UNIT INVESTMENT TRUST COMMITTEE NO. 52-90 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The...