Closed-End Investment Company Content

July 12, 1991 TO: SEC RULES COMMITTEE NO. 38-91 INVESTMENT ISSUES COMMITTEE NO. 7-91 INVESTMENT ADVISERS COMMITTEE NO. 31-91 CLOSED-END FUND COMMITTEE NO. 17-91 RE: SEC EXTENDS DEADLINE FOR COMMENTS ON REFORM OF PROXY VOTING RULES ______________________________________________________...

July 9, 1991 TO: INTERNATIONAL COMMITTEE NO. 12-91 INVESTMENT ADVISERS COMMITTEE NO. 29-91 SEC RULES COMMITTEE NO. 37-91 CLOSED-END FUND COMMITTEE NO. 16-91 INVESTMENT ISSUES COMMITTEE NO. 6-91 RE: SEC SEEKS COMMENTS ON PROPOSALS INTENDED TO ENCOURAGE FOREIGN RIGHTS, TENDER AND...

June 28, 1991 TO: CLOSED-END FUND COMMITTEE NO. 15-91 RE: BILL INTRODUCED TO REPEAL 30 PERCENT TEST, PROVIDE SHAREHOLDER BASIS REPORTING AND CLARIFY TREATMENT OF REIMBURSED EXPENSES FOR MUTUAL FUNDS ONLY __________________________________________________________ The attached bill to...

June 19, 1991 TO: SEC RULES COMMITTEE NO. 35-91 INVESTMENT ISSUES COMMITTEE NO. 4-91 INVESTMENT ADVISERS COMMITTEE NO. 25-91 CLOSED-END FUND COMMITTEE NO. 14-91 RE: SEC SOLICITS COMMENTS ON REFORM OF PROXY VOTING RULES __________________________________________________________ The...

June 19, 1991 TO: TAX COMMITTEE NO. 16-91 ACCOUNTING/TREASURERS COMMITTEE NO. 12-91 CLOSED-END FUND COMMITTEE NO. 13-91 INTERNATIONAL COMMITTEE NO. 9-91 RE: SECOND UPDATE OF INSTITUTE SURVEY RELATING TO PFICs __________________________________________________________ The following is...

June 10, 1991 TO: SEC RULES COMMITTEE NO. 32-91 CLOSED-END FUND COMMITTEE NO. 12-91 INTERNATIONAL COMMITTEE NO. 8-91 INVESTMENT ADVISERS COMMITTEE NO. 24-91 INVESTMENT ISSUES COMMITTEE NO. 3-91 RE: SEC SEEKS COMMENTS ON AMERICAN DEPOSITARY RECEIPT MARKETS _____________________________...

May 23, 1991 TO: CLOSED-END FUND COMMITTEE NO. 11-91 SEC RULES COMMITTEE NO. 29-91 RE: CONGRESS CONSIDERING AMENDMENTS TO SECTION 11(a) OF THE SECURITIES EXCHANGE ACT __________________________________________________________ The Subcommittee on Telecommunications and Finance of the...

May 13, 1991 TO: CLOSED-END FUND COMMITTEE NO. 10-91 SECTION 16 TASK FORCE RE: INSTITUTE REQUESTS CLARIFICATION OF DEFINITION OF "OFFICER" UNDER SECTION 30(f) OF THE 1940 ACT __________________________________________________________ The Institute submitted the attached letter to the...

May 6, 1991 TO: SEC RULES COMMITTEE NO. 26-91 UNIT INVESTMENT TRUST COMMITTEE NO. 21-91 CLOSED-END FUND COMMITTEE NO. 9-91 BROKER/DEALER ADVISORY COMMITTEE NO. 14-91 RE: NASD REPROPOSAL TO AMEND RULE GOVERNING CASH AND NON-CASH COMPENSATION ____________________________________________...

1 * New item. May 1, 1991 TO: CLOSED-END FUND COMMITTEE NO. 8-91 INVESTMENT ADVISERS COMMITTEE NO. 20-91 SEC RULES COMMITTEE NO. 25-91 UNIT INVESTMENT TRUST COMMITTEE NO. 20-91 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The...