Closed-End Investment Company Content

March 30, 1992 TO: SEC RULES COMMITTEE NO. 17-92 CLOSED-END FUND COMMITTEE NO. 4-92 RE: PROPOSED AMENDMENT TO NYSE PROXY VOTING REQUIREMENTS FOR INITIAL APPROVAL OF MANAGEMENT AGREEMENT __________________________________________________________ As you may recall, the Institute...

March 30, 1992 TO: CLOSED-END FUND COMMITTEE NO. 5-92 RE: INSTITUTE REQUESTS INTERPRETIVE GUIDANCE CONCERNING THE TREATMENT OF OPTIONAL DISTRIBUTION PLANS UNDER SECTION 16 __________________________________________________________ The Institute submitted the attached letter to the SEC...

March 9, 1992 TO: CLOSED-END FUND COMMITTEE NO. 3-92 RE: NOTICE OF MEETING, APRIL 22, 1992 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 on Wednesday, April 22, 1992 in the David Silver Conference...

January 30, 1992 TO: BOARD OF GOVERNORS NO. 8-92 TAX COMMITTEE NO. 3-92 ACCOUNTING/TREASURERS COMMITTEE NO. 6-92 PENSION COMMITTEE NO. 8-92 OPERATIONS COMMITTEE NO. 3-92 CLOSED-END FUND COMMITTEE NO. 2-92 UNIT INVESTMENT TRUST COMMITTEE NO. 7-92 RE: ADMINISTRATION'S TAX PROPOSALS ____...

January 16, 1992 TO: CLOSED-END FUND COMMITTEE NO. 1-92 RE: DRAFT AGENDA FOR FEBRUARY 5 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for February 5, 1992. The meeting will be held at...

December 23, 1991 TO: CLOSED-END FUND COMMITTEE NO. 32-91 RE: NOTICE OF MEETING, FEBRUARY 5, 1992 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Tuesday, February 5, 1992. The meeting will be...

November 26, 1991 TO: MEMBERS - ONE PER COMPLEX NO. 62-91 TAX COMMITTEE NO. 36-91 OPERATIONS COMMITTEE NO. 37-91 CLOSED-END FUND COMMITTEE NO. 31-91 UNIT INVESTMENT TRUST COMMITTEE NO. 41-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 57-91 RE: IRS ANNOUNCES DELAY IN IMPOSITION OF BACKUP...

November 13, 1991 TO: TAX COMMITTEE NO. 35-91 OPERATIONS COMMITTEE NO. 34-91 CLOSED-END FUND COMMITTEE NO. 30-91 UNIT INVESTMENT TRUST COMMITTEE NO. 38-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 52-91 RE: INSTITUTE REQUESTS DELAY IN IMPOSITION OF BACKUP WITHHOLDING ON ACCOUNTS RECEIVING...

November 7, 1991 TO: CLOSED-END FUND COMMITTEE NO. 29-91 INVESTMENT ADVISERS COMMITTEE NO. 54-91 SEC RULES COMMITTEE NO. 63-91 UNIT INVESTMENT TRUST COMMITTEE NO. 36-91 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The Securities and...

October 24, 1991 TO: CLOSED-END FUND COMMITTEE NO. 28-91 INVESTMENT ADVISERS COMMITTEE NO. 53-91 RE: LEGISLATION INTRODUCED TO REQUIRE REPORTING OF SHORT POSITIONS BY CERTAIN HOLDERS __________________________________________________________ The "Market Information and Shareholder...