Closed-End Investment Company Content

November 2, 1989 TO: SEC RULES COMMITTEE NO. 65-89 CLOSED-END FUND COMMITTEE NO. 47-89 UNIT INVESTMENT TRUST COMMITTEE NO. 73-89 INVESTMENT ADVISERS COMMITTEE NO. 44-89 RE: INSTITUTE COMMENT LETTER ON AMENDMENTS TO RULES UNDER SECTION 16 _______________________________________________...

October 30, 1989 TO: CLOSED-END FUND COMMITTEE NO. 46-89 RE: PENDING TENDER OFFER LEGISLATION __________________________________________________________ Senator Shelby has introduced the "Investor Equality Act of 1989", which would amend the Securities Exchange Act of 1934 to require...

- 1 - October 16, 1989 TO: SEC RULES COMMITTEE NO. 64-89 CLOSED-END FUND COMMITTEE NO. 45-89 UNIT INVESTMENT TRUST COMMITTEE NO. 71-89 INVESTMENT ADVISERS COMMITTEE NO. 42-89 RE: DRAFT INSTITUTE COMMENT LETTER ON AMENDMENTS TO RULES UNDER SECTION 16 ___________________________________...

- 1 - October 12, 1989 TO: SEC RULES COMMITTEE NO. 63-89 CLOSED-END FUND COMMITTEE NO. 44-89 UNIT INVESTMENT TRUST COMMITTEE NO. 69-89 INTERNATIONAL FUNDS TASK FORCE NO. 18-89 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 12d3-1 __________________________________________...

October 6, 1989 TO: TAX COMMITTEE NO. 16-89 CLOSED-END FUND COMMITTEE NO. 43-89 ACCOUNTING/TREASURERS COMMITTEE NO. 42-89 RE: REQUEST FOR REGULATORY GUIDANCE UNDER SECTION 852(b)(3)(C) __________________________________________________________ As you know, when Congress enacted the...

October 5, 1989 TO: CLOSED-END FUND COMMITTEE NO. 42-89 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, October 18, 1989 at...

October 4, 1989 TO: CLOSED-END FUND COMMITTEE NO. 41-89 SEC RULES COMMITTEE NO. 59-89 ADVERTISING SUBCOMMITTEE RE: MEETING TO DISCUSS DRAFT COMMENT LETTER ON PROPOSED REVISIONS TO FORM N-2 __________________________________________________________ Attached is a copy of the Institute's...

- 1 - October 3, 1989 TO: SEC RULES COMMITTEE NO. 58-89 CLOSED-END FUND COMMITTEE NO. 40-89 UNIT INVESTMENT TRUST COMMITTEE NO. 67-89 INTERNATIONAL FUNDS TASK FORCE NO. 14-89 RE: INSTITUTE COMMENT LETTER ON PROPOSED RULE 12d1-1 _________________________________________________________...

September 26, 1989 TO: BOARD OF GOVERNORS NO. 59-89 CLOSED-END FUND COMMITTEE NO. 39-89 SEC RULES COMMITTEE NO. 55-89 UNIT INVESTMENT TRUST COMMITTEE NO. 64-89 RE: FED ORDER PERMITS BANK HOLDING COMPANY SUBSIDIARIES TO UNDERWRITE AFFILIATE SECURITIES __________________________________...

September 14, 1989 TO: SEC RULES MEMBERS NO. 49-89 UNIT INVESTMENT TRUST COMMITTEE NO. 61-89 INTERNATIONAL FUNDS TASK FORCE NO. 12-89 CLOSED-END FUND COMMITTEE NO. 38-89 RE: INSTITUTE FILES COMMENT LETTER ON REPROPOSED REGULATION S _____________________________________________________...