Closed-End Investment Company Content

July 21, 1989 TO: SEC RULES COMMITTEE NO. 41-89 CLOSED-END FUND COMMITTEE NO. 27-89 UNIT INVESTMENT TRUST COMMITTEE NO. 36-89 ADVERTISING SUBCOMMITTEE RE: RISK DISCLOSURE ON HIGH-YIELD BONDS __________________________________________________________ The recent release issued by the...

July 17, 1989 TO: SEC RULES COMMITTEE NO. 38-89 INTERNATIONAL FUNDS TASK FORCE NO. 4-89 CLOSED-END FUND COMMITTEE NO. 26-89 UNIT INVESTMENT TRUST COMMITTEE NO. 34-89 RE: REPROPOSED REGULATION S __________________________________________________________ The SEC has reproposed in the...

July 17, 1989 TO: SEC RULES COMMITTEE NO. 37-89 INTERNATIONAL FUNDS TASK FORCE NO. 3-89 CLOSED-END FUND COMMITTEE NO. 25-89 BROKER/DEALER ADVISORY COMMITTEE NO. 32-89 RE: ADOPTION OF RULE 15a-6 AND PROPOSAL OF CONCEPT RELEASE __________________________________________________________...

-1- July 7, 1989 TO: SEC RULES COMMITTEE NO. 35-89 UNIT INVESTMENT TRUST COMMITTEE NO. 33-89 CLOSED-END FUND COMMITTEE NO. 24-89 BROKER/DEALER ADVISORY COMMITTEE NO. 31-89 RE: NASD REPROPOSES AMENDMENTS CONCERNING CASH AND NON-CASH CONCESSIONS IN CONNECTION WITH THE RETAIL SALE OF...

- 1 - July 6, 1989 TO: CLOSED-END FUND COMMITTEE NO. 23-89 UNIT INVESTMENT TRUST COMMITTEE NO. 32-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 14-89 OPERATIONS MEMBERS NO. 18-89 TAX MEMBERS NO. 21-89 RE: HOUSE WAYS AND MEANS COMMITTEE APPROVES MODIFICATIONS TO INFORMATION...

June 29, 1989 TO: BOARD OF GOVERNORS NO. 38-89 CLOSED-END FUND COMMITTEE NO. 22-89 SEC RULES COMMITTEE NO. 32-89 UNIT INVESTMENT TRUST COMMITTEE NO. 29-89 RE: FED PROPOSES TO PERMIT BANK HOLDING COMPANIES TO UNDERWRITE ASSET-BACKED SECURITIES OF AFFILIATES ____________________________...

June 23, 1989 TO: SEC RULES COMMITTEE NO. 31-89 UNIT INVESTMENT TRUST COMMITTEE NO. 28-89 CLOSED-END FUND COMMITTEE NO. 21-89 BROKER/DEALER ADVISORY COMMITTEE NO. 29-89 MARKETING COMMITTEE NO. 19-89 RE: LEGAL INVESTMENT LAWS SURVEY _____________________________________________________...

- 1 - June 22, 1989 TO: TAX COMMITTEE NO. 10-89 UNIT INVESTMENT TRUST COMMITTEE NO. 27-89 CLOSED-END FUND COMMITTEE NO. 20-89 OPERATIONS COMMITTEE NO. 11-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 13-89 RE: INSTITUTE COMMENTS ON RECENT AMENDMENTS TO BACKUP WITHHOLDING AND...

June 22, 1989 TO: CLOSED-END FUND COMMITTEE NO. 19-89 SEC RULES COMMITTEE NO. 30-89 RE: ISSUES CONCERNING CLOSED-END FUND TENDER OFFERS __________________________________________________________ Several closed-end funds have conducted or have disclosed in their prospectuses their...

June 19, 1989 TO: CLOSED-END FUND COMMITTEE NO. 18-89 RE: REQUEST FOR COMMENTS ON PROPOSED PRINCIPLES OF INVESTMENT PERFORMANCE COMPUTATION FOR CLOSED-END FUNDS __________________________________________________________ As you are aware, a number of different performance computation...