November 8, 1989 TO: PENSION COMMITTEE NO. 15-89 RE: INSTITUTE LETTER TO IRS CONCERNING DELAY IN ISSUANCE OF PROTOTYPE PLAN OPINION LETTERS __________________________________________________________ As we discussed at the recent Pension Committee meeting, the IRS has indicated that...

November 8, 1989 TO: BOARD OF GOVERNORS NO. 69-89 MEMBERS - ONE PER COMPLEX NO. 35-89 DIRECT MARKETING COMMITTEE NO. 34-89 MARKETING COMMITTEE NO. 27-89 PUBLIC INFORMATION COMMITTEE NO. 31-89 RESEARCH COMMITTEE NO. 31-89 SALES FORCE MARKETING COMMITTEE NO. 34-89 SHAREHOLDER...

November 8, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 35-89 RE: Minutes and Upcoming Meetings __________________________________________________________ Enclosed for your review are minutes of the September 27, 1989, meeting of the Sales Force Marketing Committee held in Wasington...

November 8, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 76-89 RE: VIRGINIA LEGISLATIVE UPDATE __________________________________________________________ As we have previously informed you, the Institute is seeking legislation in Virginia which would eliminate the requirement that...

November 7, 1989 TO: STATE SECURITIES MEMBERS NO. 40-89 BLUE SKY GUIDE RECIPIENTS RE: LOS ANGELES OFFICE OF CALIFORNIA DEPARTMENT OF CORPORATIONS HAS NEW ADDRESS __________________________________________________________ You may recall that because of a fire last March, the Los...

November 7, 1989 TO: SEC RULES COMMITTEE NO. 67-89 RE: SPECIAL MEETING DURING SEC/ICI PROCEDURES CONFERENCE __________________________________________________________ Those of you who are planning to attend the 1989 SEC/ICI Procedures Conference are invited to attend a special meeting...

November 6, 1989 TO: RESEARCH COMMITTEE NO. 30-89 RE: REDEMPTION SURVEYS AND JANUARY MEETING DATES @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ 1. At our recent October Committee meeting many members indicated they had undertaken redemption studies for their funds...

November 3, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 75-89 RE: REVISED UNIT INVESTMENT TRUST YIELD FORMULA __________________________________________________________ Attached is a memorandum from Cadmus Hicks setting forth a revision to the formula adopted by the Committee on...

- 1 - November 3, 1989 TO: BOARD OF GOVERNORS NO. 68-89 SEC RULES COMMITTEE NO. 66-89 CLOSED-END FUND COMMITTEE NO. 48-89 UNIT INVESTMENT TRUST COMMITTEE NO. 74-89 RE: FED APPROVES APPLICATION OF BANK HOLDING COMPANY TO ENGAGE IN PRIVATE PLACEMENTS, BUT EXCLUDES SHARES OF AFFILIATED...

November 2, 1989 TO: SEC RULES COMMITTEE NO. 65-89 CLOSED-END FUND COMMITTEE NO. 47-89 UNIT INVESTMENT TRUST COMMITTEE NO. 73-89 INVESTMENT ADVISERS COMMITTEE NO. 44-89 RE: INSTITUTE COMMENT LETTER ON AMENDMENTS TO RULES UNDER SECTION 16 _______________________________________________...