October 17, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 27-89 RE: Business Radio Network __________________________________________________________ As you know, Business Radio Network is one of the new national networks specializing in business and financial news coverage. Last week I...

October 17, 1989 TO: CLOSED-END FUND MEMBERS NO. 56-89 DIRECT MARKETING COMMITTEE NO. 31-89 MARKETING COMMITTEE NO. 26-89 RESEARCH COMMITTEE NO. 29-89 SALES FORCE MARKETING COMMITTEE NO. 31-89 OPERATIONS COMMITTEE NO. 20-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 26-89 MEMBERS...

October 17, 1989 TO: CLOSED-END FUND MEMBERS NO. 55-89 RE: NO-ACTION LETTER PERMITTING CLOSED-END FUND TO PURCHASE __________________________________________________________ The Division of Investment Management recently issued the attached no-action letter permitting Pilgrim Regional...

October 17, 1989 TO: PENSION COMMITTEE NO. 10-89 TAX COMMITTEE NO. 17-89 RE: AGENDAS FOR PENSION AND TAX COMMITTEE MEETINGS - OCTOBER 25, 1989 __________________________________________________________ Attached are copies of the agendas for the Tax and Pension Committee meetings on...

October 17, 1989 TO: BOARD OF GOVERNORS NO. 63-89 RE: Merged & Liquidated Funds __________________________________________________________ The report of new Institute members provided to the Board of Governors at its meeting on October 5 did not include funds that have either merged...

- 1 - October 16, 1989 TO: SEC RULES COMMITTEE NO. 64-89 CLOSED-END FUND COMMITTEE NO. 45-89 UNIT INVESTMENT TRUST COMMITTEE NO. 71-89 INVESTMENT ADVISERS COMMITTEE NO. 42-89 RE: DRAFT INSTITUTE COMMENT LETTER ON AMENDMENTS TO RULES UNDER SECTION 16 ___________________________________...

October 16, 1989 TO: TAX MEMBERS NO. 40-89 UNIT INVESTMENT TRUST MEMBERS NO. 55-89 CLOSED-END FUND MEMBERS NO. 54-89 OPERATIONS MEMBERS NO. 31-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 26-89 RE: NOTICE OF POTENTIAL BACKUP WITHHOLDING ________________________________________...

- 1 - October 12, 1989 TO: SEC RULES COMMITTEE NO. 63-89 CLOSED-END FUND COMMITTEE NO. 44-89 UNIT INVESTMENT TRUST COMMITTEE NO. 69-89 INTERNATIONAL FUNDS TASK FORCE NO. 18-89 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 12d3-1 __________________________________________...

October 12, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 70-89 RE: OCTOBER 19 MEETING __________________________________________________________ Attached is a tentative agenda for the October 19 meeting of the Unit Investment Trust Committee. The meeting will begin at 10:00 a.m. and...

October 12, 1989 TO: PENSION COMMITTEE NO. 9-89 RE: INSTITUTE LETTER TO DEPARTMENT OF LABOR CONCERNING ADVISORY OPINION ON FREE CHECKING FOR IRA PARTICIPANTS __________________________________________________________ As we previously advised, the Department of Labor in Advisory...