October 4, 1989 TO: TAX MEMBERS NO. 35-89 CLOSED-END FUND MEMBERS NO. 47-89 ACCOUNTING/TREASURERS COMMITTEE NO. 41-89 RE: WAIVER OF OHIO REPORTING REQUIREMENT FOR 1990 __________________________________________________________ As we previously informed you, Ohio recently amended its...

October 4, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 45-89 RE: NOTICE OF MEETING - NOVEMBER 3, 1989 __________________________________________________________ This is to advise you that there will be a meeting of the Broker/Dealer Advisory Committee on Friday, November 3, 1989...

- 1 - October 4, 1989 TO: TAX MEMBERS NO. 34-89 UNIT INVESTMENT TRUST MEMBERS NO. 51-89 CLOSED-END FUND MEMBERS NO. 46-89 OPERATIONS MEMBERS NO. 30-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 25-89 RE: IRS DELAYS MAILING OF B NOTICES UNTIL 1990 _______________________________...

October 4, 1989 TO: CLOSED-END FUND COMMITTEE NO. 41-89 SEC RULES COMMITTEE NO. 59-89 ADVERTISING SUBCOMMITTEE RE: MEETING TO DISCUSS DRAFT COMMENT LETTER ON PROPOSED REVISIONS TO FORM N-2 __________________________________________________________ Attached is a copy of the Institute's...

October 4, 1989 TO: OPERATIONS MEMBERS NO. 29-89 SEC RULES MEMBERS NO. 54-89 TAX MEMBERS NO. 33-89 BROKER/DEALER ADVISORY COMMITTEE NO. 44-89 ACCOUNTING/TREASURERS MEMBERS NO. 5-89 RE: YEAR-END DIVIDEND REPORTING __________________________________________________________ During this...

October 3, 1989 TO: CLOSED-END FUND MEMBERS NO. 44-89 SEC RULES MEMBERS NO. 52-89 ACCOUNTING/TREASURERS MEMBERS NO. 4-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: INSTITUTE COMMENTS ON FASB EXPOSURE DRAFT ON OFF-BALANCE-SHEET RISK DISCLOSURES _________________________________________...

- 1 - October 3, 1989 TO: SEC RULES COMMITTEE NO. 58-89 CLOSED-END FUND COMMITTEE NO. 40-89 UNIT INVESTMENT TRUST COMMITTEE NO. 67-89 INTERNATIONAL FUNDS TASK FORCE NO. 14-89 RE: INSTITUTE COMMENT LETTER ON PROPOSED RULE 12d1-1 _________________________________________________________...

- 1 - October 3, 1989 TO: SEC RULES MEMBERS NO. 53-89 STATE SECURITIES MEMBERS NO. 33-89 UNIT INVESTMENT TRUST MEMBERS NO. 50-89 CLOSED-END FUND MEMBERS NO. 45-89 RE: AMENDMENTS TO NEW YORK ABANDONED PROPERTY LAW __________________________________________________________ Attached is a...

October 3, 1989 TO: PENSION MEMBERS NO. 45-89 RE: IRS ANNOUNCEMENT EXTENDING DEADLINE FOR SUBMISSION OF MASTER OR PROTOTYPE PLAN AMENDMENTS __________________________________________________________ Attached is a copy of IRS Announcement 89-118, which extends the deadline established...

October 3, 1989 TO: PENSION COMMITTEE NO. 8-89 RE: H.R. 3306, THE PENSION REFORM ACT OF 1989 __________________________________________________________ Attached for your information are copies of H.R. 3306, The Pension Reform Act of 1989, introduced by Representative Kennelly, and the...