October 3, 1989 TO: PENSION COMMITTEE NO. 7-89 RE: S. 1564, EXCESSIVE CHURNING AND SPECULATION ACT OF 1989 __________________________________________________________ Attached for your information are copies of S. 1564, The Excessive Churning and Speculation Act of 1989, introduced by...

October 16, 1989 TO: BOARD OF GOVERNORS NO. 61-89 DIRECT MARKETING COMMITTEE NO. 29-89 FEDERAL LEGISLATION COMMITTEE NO. 13-89 MARKETING COMMITTEE NO. 25-89 OPERATIONS COMMITTEE NO. 19-89 PENSION COMMITTEE NO. 6-89 PUBLIC INFORMATION COMMITTEE NO. 26-89 RESEARCH COMMITTEE NO. 28-89...

October 2, 1989 TO: FEDERAL LEGISLATION MEMBERS NO. 9-89 FEDERAL LEGISLATION COMMITTEE NO. 12-89 RE: REPORT OF THE CHAIRMAN OF THE FEDERAL LEGISLATION COMMITTEE, OCTOBER 1989 __________________________________________________________ Attached is a copy of the Report of the Chairman of...

October 2, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 39-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: CALIFORNIA EXPENSE LIMITATION __________________________________________________________ The Institute inadvertently neglected to distribute to the Accounting/Treasurers Committee...

September 29, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 66-89 RE: RESALES OF UNITS AFTER REPEAL OF THE VIRGINIA MANUAL EXEMPTION __________________________________________________________ As the Institute has previously informed you, the Virginia Division of Securities recently...

September 29, 1989 TO: RESEARCH COMMITTEE NO. 27-89 MEMBERS - ONE PER COMPLEX NO. 31-89 DIRECT MARKETING COMMITTEE NO. 28-89 MARKETING COMMITTEE NO. 24-89 PUBLIC INFORMATION COMMITTEE NO. 25-89 SALES FORCE MARKETING COMMITTEE NO. 29-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 23-89...

September 28, 1989 TO: OPERATIONS COMMITTEE NO. 18-89 RE: NOTICE OF COMMITTEE MEETING - OCTOBER 18, 1989 __________________________________________________________ This is to inform you that the next meeting of the Operations Committee will be held on Wednesday, October 18, 1989 in...

September 28, 1989 TO: BOARD OF GOVERNORS NO. 60-89 RE: FY 1989-1990 BUDGET __________________________________________________________ Enclosed is the proposed budget for the Institute's fiscal year starting October 1, 1989 which has been reviewed and approved by the Executive...

September 28, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 41-89 RE: INVESTMENT ADVISERS COMMITTEE AGENDA __________________________________________________________ Attached is the proposed agenda for the Investment Advisers Committee meeting which will be held on Tuesday, October 10...

September 27, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 65-89 RE: REPORT OF THE YIELD SUBCOMMITTEE __________________________________________________________ As you know, the SEC has asked that the Institute submit a unit trust performance proposal by December 7. Attached is a copy...