October 6, 1989 TO: TAX COMMITTEE NO. 16-89 CLOSED-END FUND COMMITTEE NO. 43-89 ACCOUNTING/TREASURERS COMMITTEE NO. 42-89 RE: REQUEST FOR REGULATORY GUIDANCE UNDER SECTION 852(b)(3)(C) __________________________________________________________ As you know, when Congress enacted the...

October 6, 1989 TO: MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 8-89 TAX MEMBERS NO. 36-89 RE: KENTUCKY PASS-THROUGH OF FEDERAL OBLIGATION INTEREST __________________________________________________________ As you know, the Institute has been working for some time to eliminate...

October 5, 1989 TO: SEC RULES MEMBERS NO. 55-89 CLOSED-END FUND MEMBERS NO. 49-89 UNIT INVESTMENT TRUST MEMBERS NO. 52-89 RE: INVESTMENT MANAGEMENT LETTER ON PROSPECTUS DISCLOSURE ON HIGH YIELD BONDS __________________________________________________________ The Division of Investment...

October 5, 1989 TO: STATE LIAISON COMMITTEE NO. 15-89 RE: NASAA ANALYST EDUCATION SEMINAR __________________________________________________________ The North American Securities Administrators Association ("NASAA") is sponsoring an Analyst Education Seminar in Boston, November 16-18...

October 5, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 46-89 RE: SUMMARY OF MAJOR ITEMS AGREED UPON AT SEPTEMBER 26-27 MEETINGS __________________________________________________________ Attached is a copy of Mr. Hernandez's summary of the points agreed upon at the September 26-27...

October 5, 1989 TO: DIRECT MARKETING COMMITTEE NO. 30-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 25-89 STATE LIAISON COMMITTEE NO. 16-89 UNIT INVESTMENT TRUST COMMITTEE NO. 68-89 CLOSED-END FUND MEMBERS NO. 48-89 CONTRACTUAL PLANS COMMITTEE NO. 3-89 RE: STATE ACTIONS TO REGULATE...

October 5, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 33-89 CLOSED-END FUND MEMBERS NO. 50-89 INVESTMENT ADVISER MEMBERS NO. 50-89 SEC RULES MEMBERS NO. 56-89 UNIT INVESTMENT TRUST MEMBERS NO. 53-89 RE: SUMMARY OF SEC NO-ACTION AND INTERPRETIVE LETTERS - SERIES 46 ________________________...

October 5, 1989 TO: SMALL FUNDS MEMBERS NO. 8-89 RE: SMALL FUNDS CONFERENCE - REMINDER NOVEMBER 15-17, 1989 __________________________________________________________ We wish to remind you that the Institute's annual Small Funds Conference is scheduled for November 15-17, 1989 at the...

October 5, 1989 TO: CLOSED-END FUND COMMITTEE NO. 42-89 RE: DRAFT AGENDA FOR CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ Attached is the draft agenda for the Closed-End Fund Committee meeting scheduled for Wednesday, October 18, 1989 at...

October 5, 1989 TO: STATE SECURITIES MEMBERS NO. 34-89 UNIT INVESTMENT TRUST MEMBERS NO. 54-89 RE: MARYLAND DIVISION OF SECURITIES - NEW ADDRESS __________________________________________________________ The Maryland Division of Securities has recently moved its offices. The new...