October 27, 1989 TO: BOARD OF GOVERNORS NO. 65-89 RE: CHAIRMAN OF INSTITUTE'S TASK FORCE TESTIFIES ON STOCK MARKET REFORM ACT __________________________________________________________ On October 25, George Bissell, Chairman of the Institute's Task Force on Market Reform, testified...

October 27, 1989 TO: STATE SECURITIES MEMBERS NO. 39-89 INVESTMENT ADVISER MEMBERS NO. 55-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 55-89 RE: IDAHO RAISES REGISTRATION FEES __________________________________________________________ The Idaho Department of Finance has issued the...

October 26, 1989 TO: PENSION COMMITTEE NO. 11-89 RE: STATE LAW RESTRICTIONS UPON INVESTMENTS IN SECTION 403(b)(7) CUSTODIAL ACCOUNTS __________________________________________________________ At its most recent meeting, the Pension Committee requested that the Institute survey the...

October 26, 1989 TO: STATE SECURITIES MEMBERS NO. 38-89 UNIT INVESTMENT TRUST MEMBERS NO. 60-89 RE: WASHINGTON STATE CHANGE OF ADDRESS __________________________________________________________ The Securities Division of the state of Washington has a new address which is to be used...

October 26, 1989 TO: NO-LOAD (FUND/SERV) ADVISORY COMMITTEE NO. 3-89 RE: NOTICE OF MEETING - NOVEMBER 29, 1989 __________________________________________________________ This is to advise you that there will be a meeting of the No-Load (Fund/SERV) Advisory Committee starting at 9:30 a...

October 26, 1989 TO: PENSION COMMITTEE NO. 12-89 RE: PROPOSED FLORIDA ADVISORY OPINION CONCERNING THE UNAUTHORIZED PRACTICE OF LAW __________________________________________________________ Attached is a copy of the proposed Florida advisory opinion that we discussed at the most...

October 25, 1989 TO: OPERATIONS COMMITTEE NO. 22-89 RE: CHECK AGING STUDY - MONTH OF NOVEMBER, 1989 __________________________________________________________ At the October 18, 1989 meeting, the Operations Committee agreed to conduct a "check aging" study of investor checks presented...

October 25, 1989 TO: STATE SECURITIES MEMBERS NO. 37-89 RE: POST REGISTRATION REPORTS - OKLAHOMA __________________________________________________________ The Institute has recently been advised by the Oklahoma Department of Securities that a delinquent filing fee of $250.00 will be...

October 25, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 59-89 RE: REPROPOSED WASHINGTON RULE - MANUAL EXEMPTION __________________________________________________________ We are pleased to inform you that the Washington Securities Division reproposed a rule that would have limited the...

October 24, 1989 TO: TAX MEMBERS NO. 42-89 CLOSED-END FUND MEMBERS NO. 61-89 UNIT INVESTMENT TRUST MEMBERS NO. 58-89 ACCOUNTING/TREASURERS COMMITTEE NO. 46-89 OPERATIONS COMMITTEE NO. 21-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 27-89 RE: SENATE APPROVES TAX PROVISIONS IN...