November 2, 1989 TO: PENSION MEMBERS NO. 49-89 RE: IRS EXTENSION OF CUT-OFF DATE FOR ADOPTING MODEL CODA AMENDMENT __________________________________________________________ Earlier this year, the IRS announced that it would discontinue the model amendment published in Notice 87-34...

November 1, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 43-89 BAILEY/WILSON SUBCOMMITTEE RE: INSTITUTE TO HOLD MEETING CONCERNING WRAP FEE ARRANGEMENTS AND ERISA BONDING __________________________________________________________ As we have previously informed you, Kathryn McGrath...

November 1, 1989 TO: PENSION COMMITTEE NO. 13-89 RE: TIAA-CREF MAILING TO EMPLOYERS __________________________________________________________ As you know, the SEC in August approved the settlement agreement filed in the TIAA-CREF proceeding. TIAA-CREF is required under the agreement...

October 31, 1989 TO: SMALL FUNDS MEMBERS NO. 10-89 RE: SEC PROPOSES AMENDMENTS TO NET CAPITAL RULE __________________________________________________________ The Securities and Exchange Commission has proposed amendments to the net capital rule under the Securities Exchange Act of...

October 31, 1989 TO: BOARD OF GOVERNORS NO. 66-89 RE: January, 1990 Board of Governors Meeting __________________________________________________________ The Institute's Board of Governors Winter meeting will be held January 23-25, 1990 at The Boulders in Carefree, Arizona. The...

October 31, 1989 TO: BOARD OF GOVERNORS NO. 67-89 MEMBERS - ONE PER COMPLEX NO. 34-89 DIRECT MARKETING COMMITTEE NO. 33-89 PUBLIC INFORMATION COMMITTEE NO. 30-89 SALES FORCE MARKETING COMMITTEE NO. 33-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 27-89 RE: Reply to Wall Street Journal...

October 31, 1989 TO: SMALL FUNDS MEMBERS NO. 9-89 RE: SMALL FUND CONFERENCE - REMINDER NOVEMBER 15-17, 1989 __________________________________________________________ We wish to remind you that the Institute's annual Small Funds Conference is scheduled for November 15-17, 1989 at the...

October 30, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 72-89 RE: PROPOSED VIRGINIA LEGISLATION __________________________________________________________ Over the past several months, the Institute has been working with the Virginia Division of Securities to resolve issues...

October 30, 1989 TO: CLOSED-END FUND COMMITTEE NO. 46-89 RE: PENDING TENDER OFFER LEGISLATION __________________________________________________________ Senator Shelby has introduced the "Investor Equality Act of 1989", which would amend the Securities Exchange Act of 1934 to require...

October 30, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 29-89 RE: Letters to the Wall Street Journal __________________________________________________________ These letters are part of our latest attempt to remind the Wall Street Journal of its obligation to be accurate and fair. They...