November 10, 1989 TO: PUBLIC INFORMATION COMMITTEE NO. 33-89 RE: Updated Media Lists __________________________________________________________ Enclosed for your use are the latest updates of our print and TV-Radio news media contact lists. These lists are NOT intended to be...

November 10, 1989 TO: CLOSED-END FUND COMMITTEE NO. 50-89 INVESTMENT ADVISERS COMMITTEE NO. 47-89 SEC RULES COMMITTEE NO. 72-89 UNIT INVESTMENT TRUST COMMITTEE NO. 78-89 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The Securities and...

November 10, 1989 TO: SEC RULES COMMITTEE NO. 71-89 BROKER/DEALER ADVISORY COMMITTEE NO. 52-89 RE: AMENDMENTS TO SERIES 6 EXAMINATION AND STUDY OUTLINE __________________________________________________________ The NASD has recently amended the examination specifications and study...

November 9, 1989 TO: OPERATIONS COMMITTEE NO. 23-89 RE: RPO QUESTIONNAIRE __________________________________________________________ Because of the increasing pressure from States to force investment companies to surrender abandoned property (returned dividend and redemption checks...

November 9, 1989 TO: CLOSED-END FUND COMMITTEE NO. 49-89 INVESTMENT ADVISERS COMMITTEE NO. 45-89 PENSION COMMITTEE NO. 16-89 SEC RULES COMMITTEE NO. 68-89 STATE LIAISON COMMITTEE NO. 17-89 TAX COMMITTEE NO. 18-89 UNIT INVESTMENT TRUST COMMITTEE NO. 77-89 RE: INDEX TO ICI MEMORANDA ___...

November 9, 1989 TO: STATE SECURITIES MEMBERS NO. 41-89 UNIT INVESTMENT TRUST MEMBERS NO. 61-89 RE: COMMENTS ON MISSISSIPPI'S PROPOSED FEE CHANGE __________________________________________________________ The Mississippi Division of Securities recently asked for input regarding...

November 9, 1989 TO: DIRECT MARKETING COMMITTEE NO. 35-89 MARKETING COMMITTEE NO. 28-89 PUBLIC INFORMATION COMMITTEE NO. 32-89 RESEARCH COMMITTEE NO. 32-89 SALES FORCE MARKETING COMMITTEE NO. 37-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 29-89 RE: JOINT COMMITTEE MEETINGS, JANUARY 17...

November 9, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 46-89 SEC RULES COMMITTEE NO. 69-89 RE: MEETING TO DISCUSS RECIPROCAL REGISTRATION OF INVESTMENT ADVISERS IN THE U.S. AND U.K. __________________________________________________________ The SEC and the Investment Management...

November 8, 1989 TO: PENSION COMMITTEE NO. 14-89 RE: IOWA 403(b) LEGISLATION __________________________________________________________ Attached is a copy of legislation that became effective on July 1, 1988 and permits the investment of Iowa employees' section 403(b) contributions in...

November 8, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 36-89 RE: Minutes and Upcoming Meetings __________________________________________________________ Enclosed for your review are minutes of the September 27, 1989, meeting of the Sales Force Marketing Committee held in Washington...