- 1 - December 4, 1989 TO: TAX COMMITTEE NO. 21-89 ACCOUNTING/TREASURERS COMMITTEE NO. 52-89 INTERNATIONAL FUNDS TASK FORCE NO. 20-89 RE: SUBMISSION TO UNITED KINGDOM CONCERNING ITS DIVIDEND WITHHOLDING ON MASSACHUSETTS BUSINESS TRUSTS _________________________________________________...

November 30, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 81-89 RE: SEC CLARIFIES INTERIM YIELD GUIDELINES __________________________________________________________ We have been informed that last week the staff refused to allow a new unit trust to go effective with estimated current...

November 29, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 57-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 57-89 RE: ADVISER SANCTIONED FOR VIOLATIONS OF ADVERTISING RULE __________________________________________________________ On October 25, 1989, the Securities and Exchange Commission...

- 1 - November 29, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 80-89 JOINT TASK FORCE ON UIT YIELD RE: DRAFT PROPOSAL TO SEC __________________________________________________________ Attached is a draft of the Institute's proposal to the SEC on unit investment trust performance...

November 28, 1989 TO: MARKETING COMMITTEE NO. 29-89 RE: MARKETING COMMITTEE MEETING, JANUARY 22, 1990 AT THE BOULDERS, CAREFREE, ARIZONA __________________________________________________________ The next meeting of the Marketing Committee will be held at 2:30 p.m. in the Chairman's...

November 28, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 50-89 RE: MISSISSIPPI PROPOSES INVESTMENT ADVISER RULE CHANGES __________________________________________________________ Attached is a copy of the relevant portions of the proposed Mississippi rules for investment advisers. The...

- 1 - November 28, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 49-89 PENSION COMMITTEE NO. 18-89 RE: PROPOSED INDIVIDUAL PROHIBITED TRANSACTION EXEMPTION CONCERNING AGENCY CROSS-TRANSACTIONS __________________________________________________________ As you know, the Institute in 1985...

November 28, 1989 TO: UNIT INVESTMENT TRUST MEMBERS NO. 65-89 TAX MEMBERS NO. 46-89 RE: IRS REVENUE RULING ON POWER TO INCREASE SIZE OF TRUST INVESTMENT __________________________________________________________ The attached IRS Revenue Ruling addresses the issue of under what...

November 28, 1989 TO: PENSION MEMBERS NO. 51-89 UNIT INVESTMENT TRUST MEMBERS NO. 64-89 SEC RULES COMMITTEE NO. 74-89 RE: FDIC STUDY ON PASS-THROUGH DEPOSIT INSURANCE __________________________________________________________ The Federal Deposit Insurance Corporation ("FDIC") is...

November 22, 1989 TO: SEC RULES MEMBERS NO. 64-89 RE: INCREASE IN SEC FILING FEES; EFFECTIVE NOVEMBER 22 __________________________________________________________ For your information, the President yesterday signed into law appropriations for the Securities and Exchange Commission...