December 15, 1989 TO: STATE LIAISON COMMITTEE NO. 20-89 RE: AGENDA FOR JANUARY 11, 1990 MEETING __________________________________________________________ Attached is a tentative agenda for the next State Liaison Committee meeting, scheduled for 1:30 p.m., Thursday, January 11, 1989...

December 15, 1989 TO: BOARD OF GOVERNORS NO. 77-89 RE: PROPOSED MINUTES OF OCTOBER 5, 1989 __________________________________________________________ Attached hereto is a copy of the minutes of October 5, 1989 which are proposed to be presented to the Board of Governors at its next...

December 14, 1989 TO: EXECUTIVE COMMITTEE NO. 27-89 AUDIT COMMITTEE NO. 4-89 RE: Monthly Financial Reports __________________________________________________________ Enclosed is a copy of the financial statements of the Investment Company Institute for the second month ending November...

December 14, 1989 TO: SEC RULES MEMBERS NO. 72-89 RE: SEC STAFF RESPONSE TO INSTITUTE'S LETTER CONCERNING REGULATION OF MONEY MARKET FUNDS __________________________________________________________ Attached is a copy of the letter the Institute submitted to the SEC staff concerning...

- 1 - December 14, 1989 TO: BOARD OF GOVERNORS NO. 76-89 SEC RULES MEMBERS NO. 70-89 OPERATIONS MEMBERS NO. 35-89 RE: UNIFORM TOD SECURITY REGISTRATION ACT __________________________________________________________ In March 1986, the National Conference of Commissioners on Uniform...

December 14, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 61-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 60-89 RE: 1990 INVESTMENT ADVISER WORKSHOPS __________________________________________________________ The Investment Company Institute is sponsoring, exclusively for our members, a...

December 14, 1989 TO: CLOSED-END FUND COMMITTEE NO. 52-89 OPERATIONS COMMITTEE NO. 25-89 SEC RULES COMMITTEE NO. 77-89 UNIT INVESTMENT TRUST COMMITTEE NO. 84-89 AD HOC COMMITTEE ON UNCLAIMED PROPERTY RE: JANUARY 12 MEETING TO DISCUSS UNCLAIMED PROPERTY LAWS ___________________________...

December 14, 1989 TO: ACCOUNTING/TREASURERS MEMBERS NO. 6-89 CLOSED-END FUND MEMBERS NO. 67-89 DIRECT MARKETING COMMITTEE NO. 39-89 INVESTMENT ADVISER MEMBERS NO. 62-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 61-89 MARKETING COMMITTEE NO. 30-89 MEMBERS - ONE PER COMPLEX NO. 40-89...

December 13, 1989 TO: SEC RULES MEMBERS NO. 69-89 INVESTMENT ADVISER MEMBERS NO. 60-89 RE: INVESTMENT ADVISER TO A FUND AND ITS PRESIDENT SANCTIONED FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS __________________________________________________________ An investment adviser to a fund...

December 13, 1989 TO: BOARD OF GOVERNORS NO. 75-89 MONEY MARKET FUND CHIEF EXECUTIVE OFFICERS NO. 11-89 SEC RULES COMMITTEE NO. 76-89 RE: SEC STAFF RESPONSE TO INSTITUTE LETTER ON MONEY MARKET FUNDS __________________________________________________________ Attached is a copy of the...