January 5, 1990 TO: INVESTMENT ADVISER MEMBERS NO. 1-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 1-90 RE: MISSISSIPPI ADOPTS INVESTMENT ADVISER RULES __________________________________________________________ Effective January 15, 1990, new Mississippi investment adviser rules will go...

January 5, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 1-90 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING DATES FOR 1990 - MARK YOUR CALENDAR __________________________________________________________ The dates for Accounting Treasurers Committee and Independent Accountants...

January 4, 1990 TO: TAX COMMITTEE NO. 1-90 RE: AGENDA FOR TAX COMMITTEE MEETING - JANUARY 9, 1990 __________________________________________________________ Attached is a copy of the agenda for the Tax Committee meeting on Tuesday, January 9, at 10:00 a.m. The meeting will be held at...

January 4, 1990 TO: DIRECT MARKETING COMMITTEE NO. 1-90 PUBLIC INFORMATION COMMITTEE NO. 1-90 RESEARCH COMMITTEE NO. 1-90 SALES FORCE MARKETING COMMITTEE NO. 1-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 1-90 RE: JOINT WINTER COMMITTEE MEETINGS ________________________________________...

January 3, 1990 TO: CLOSED-END FUND COMMITTEE NO. 1-90 RE: NOTICE OF CLOSED-END FUND COMMITTEE MEETING FEBRUARY 6, 1990 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10 a.m. Tuesday, February 6, 1990. This...

January 3, 1990 TO: BOARD OF GOVERNORS NO. 2-90 SEC RULES MEMBERS NO. 1-90 RULE 12b-1 AD HOC COMMITTEE RE: INSTITUTE COMMENTS ON NASD PROPOSAL TO REQUIRE DISCLOSURE OF DEFERRED SALES CHARGE ON CONFIRMATION STATEMENT __________________________________________________________ As we...

January 3, 1990 TO: BOARD OF GOVERNORS NO. 1-90 RE: TREASURY STUDY OF FEDERAL DEPOSIT INSURANCE __________________________________________________________ As directed by the Financial Institutions Reform, Recovery, and Enforcement Act of 1989, the Department of the Treasury is...

January 2, 1990 TO: SEC RULES COMMITTEE NO. 1-90 INTERNATIONAL FUNDS TASK FORCE NO. 1-90 RE: GUIDELINES FOR LICENSING NON-JAPANESE INVESTMENT TRUST MANAGEMENT FIRMS __________________________________________________________ As you may know, the Japanese Ministry of Finance recently...

December 29, 1989 TO: BOARD OF GOVERNORS NO. 79-89 SEC RULES COMMITTEE NO. 82-89 RE: FED ORDER ALLOWS BANK HOLDING COMPANY SUBSIDIARY TO BROKER SHARES OF AFFILIATED FUNDS __________________________________________________________ In an order issued December 20, 1989, the Federal...

December 29, 1989 TO: ACCOUNTING/TREASURERS MEMBERS NO. 9-89 CLOSED-END FUND MEMBERS NO. 72-89 TAX MEMBERS NO. 52-89 RE: 1990 SUBCHAPTER M COMPLIANCE WORKSHOPS __________________________________________________________ The Investment Company Institute is sponsoring a series of...