January 12, 1990 TO: STATE LIAISON COMMITTEE NO. 1-90 UNIT INVESTMENT TRUST COMMITTEE NO. 1-90 RE: PROPOSED AMENDMENTS TO MASSACHUSETTS RULES __________________________________________________________ The Massachusetts Securities Division has recently proposed for public comment...

January 12, 1990 TO: SEC RULES COMMITTEE NO. 4-90 RE: MEETING ON PROPOSED AMENDMENTS TO FORM N-1A __________________________________________________________ A meeting has been scheduled for Thursday, February 1 to discuss the SEC's proposed amendments to Form N-1A (including the...

January 12, 1990 TO: BOARD OF GOVERNORS NO. 5-90 SEC RULES COMMITTEE NO. 3-90 RE: INSTITUTE AMICUS BRIEF IN BANK UNDERWRITING OF MORTGAGE-BACKED SECURITIES CASE __________________________________________________________ The Institute has submitted an amicus curiae brief in support of...

January 12, 1990 TO: INSURANCE COMPANY-DTC-FUND/SERV ADVISORY COMMITTEE NO. 1-90 RE: NOTICE OF MEETING CANCELLATION - JANUARY 18, 1990 NEW MEETING DATE: FEBRUARY 14, 1990 __________________________________________________________ This is to inform you that the January 18, 1990 meeting...

January 11, 1990 TO: MARKETING COMMITTEE NO. 2-90 DAVID H. DIEVLER DAVID S. LEE RE: MARKETING COMMITTEE AGENDA __________________________________________________________ Attached is the agenda for the Marketing Committee meeting which will be held in the Chairman's Board Room at The...

January 11, 1990 TO: BOARD OF GOVERNORS NO. 4-90 SEC RULES MEMBERS NO. 3-90 RE: STAFF RESPONSE TO INSTITUTE LETTER ON PROSPECTUS LENGTH __________________________________________________________ The Institute recently submitted a letter to the staff expressing our concern about...

January 10, 1990 TO: MARKETING COMMITTEE NO. 1-90 DIRECT MARKETING COMMITTEE NO. 2-90 SALES FORCE MARKETING COMMITTEE NO. 2-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 2-90 RESEARCH COMMITTEE NO. 3-90 SMALL FUNDS COMMITTEE NO. 1-90 MEMBERS INTERESTED IN PUBLIC INFORMATION NO. 1-90...

RESENT DUE TO MISSING PAGES OF ATTACHMENT January 9, 1990 TO: BOARD OF GOVERNORS NO. 3-90 SEC RULES MEMBERS NO. 2-90 OPERATIONS MEMBERS NO. 2-90 ACCOUNTING/TREASURER MEMBERS NO. 1-90 RE: PROPOSED AMENDMENTS TO MUTUAL FUND REGISTRATION STATEMENT ________________________________________...

January 9, 1990 TO: RESEARCH COMMITTEE NO. 2-90 RE: BACKGROUND MATERIAL FOR PHOENIX MEETINGS @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ I enclose a folder of material which is background to our Research Committee meeting agenda, January 17 and 18, 1990. If you have any...

January 8, 1990 TO: PENSION MEMBERS NO. 1-90 UNIT INVESTMENT TRUST MEMBERS NO. 1-90 SEC RULES COMMITTEE NO. 2-90 RE: FDIC PROPOSES AMENDMENTS TO REGULATIONS CONCERNING PASS-THROUGH INSURANCE __________________________________________________________ The Federal Deposit Insurance...