February 1, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 4-90 SEC RULES MEMBERS NO. 11-90 DIRECT MARKETING COMMITTEE NO. 4-90 PUBLIC INFORMATION COMMITTEE NO. 2-90 SALES FORCE MARKETING COMMITTEE NO. 4-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 3-90 NEWSLETTER COMMITTEE RE: GUIDELINES FOR...

- 1 - February 1, 1990 TO: TAX MEMBERS NO. 7-90 CLOSED-END FUND MEMBERS NO. 7-90 ACCOUNTING/TREASURERS MEMBERS NO. 6-90 RE: REGULATIONS UNDER SECTION 852(b)(3)(C) ON POST-OCTOBER 31 LOSSES __________________________________________________________ Code sections 852(b)(3)(C) and 852(b)...

- 1 - February 1, 1990 TO: BOARD OF GOVERNORS NO. 8-90 TAX MEMBERS NO. 6-90 ACCOUNTING/TREASURERS MEMBERS NO. 5-90 INTERNATIONAL FUNDS TASK FORCE NO. 2-90 RE: INSTITUTE TESTIMONY BEFORE WAYS AND MEANS COMMITTEE ON THE IMPLICATIONS OF EUROPE 1992 _______________________________________...

January 31, 1990 TO: SEC RULES COMMITTEE NO. 7-90 PROSPECTUS REFORM AD HOC COMMITTEE RE: FEBRUARY 15 MEETING OF PROSPECTUS REFORM AD HOC COMMITTEE __________________________________________________________ The Institute has formed an ad hoc committee to review current prospectus...

January 31, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 3-90 CLOSED-END FUND MEMBERS NO. 6-90 INVESTMENT ADVISER MEMBERS NO. 7-90 SEC RULES MEMBERS NO. 10-90 UNIT INVESTMENT TRUST MEMBERS NO. 10-90 RE: SUMMARY OF SEC NO-ACTION AND INTERPRETIVE LETTERS - SERIES 47 __________________________...

January 30, 1990 TO: BOARD OF GOVERNORS NO. 7-90 FEDERAL LEGISLATION MEMBERS NO. 2-90 RE: ADMINISTRATION'S "SAVINGS AND ECONOMIC GROWTH ACT" __________________________________________________________ Late today, Treasury Secretary Nicholas Brady announced the details of the...

January 31, 1990 TO: SEC RULES MEMBERS NO. 9-90 INVESTMENT ADVISER MEMBERS NO. 6-90 RE: SEC CENSURES ADVISER IN CONNECTION WITH FUND REFERRALS __________________________________________________________ In an administrative order issued January 22, the SEC announced findings that a...

January 30, 1990 TO: OPERATIONS COMMITTEE NO. 1-90 RE: NOTICE OF MEETING - MARCH 17, 1990 __________________________________________________________ This is to advise you that the next Operations Committee meeting will be held on Saturday, March 17, 1990 at 8:30 a.m. at the Scottsdale...

January 29, 1990 TO: SEC RULES MEMBERS NO. 8-90 CLOSED-END FUND MEMBERS NO. 5-90 UNIT INVESTMENT TRUST MEMBERS NO. 9-90 OPERATIONS MEMBERS NO. 4-90 RE: FOREIGN PORTFOLIO INVESTMENT SURVEY; REPORTING REQUIREMENTS __________________________________________________________ The Treasury...

January 29, 1990 TO: SEC RULES MEMBERS NO. 7-90 UNIT INVESTMENT TRUST MEMBERS NO. 8-90 RE: SEC FILES COMPLAINT AGAINST A MUTUAL FUND AND AFFILIATED PARTIES __________________________________________________________ The Securities and Exchange Commission filed a complaint in the United...