February 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 5-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING JANUARY, 1990 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending January, 1990. We will continue...

February 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 6-90 RE: DISTRIBUTION MATERIALS FOR FEBRUARY 27, 1990 MEETING __________________________________________________________ Attached is the documentation for the NSCC's portion of the February 27, 1990 meeting of the Broker...

February 13, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 4-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Attached is a copy of the Registration Status Report as of January 31...

February 9, 1990 TO: PENSION MEMBERS NO. 5-90 RE: COST-OF-LIVING ADJUSTMENTS TO SECTION 415 AND RELATED LIMITATIONS __________________________________________________________ Attached is a copy of IRS News Release 90-15, which provides for cost-of-living adjustments to the limitations...

February 8, 1990 TO: PENSION MEMBERS NO. 4-90 TAX MEMBERS NO. 8-90 OPERATIONS MEMBERS NO. 5-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 3-90 RE: IRS TO ACCEPT ELECTRONIC FILING OF FORMS 5498 AND CERTAIN CORRECTED RETURNS __________________________________________________________ Attached...

- 1 - February 7, 1990 TO: BOARD OF GOVERNORS NO. 10-90 ACCOUNTING/TREASURERS COMMITTEE NO. 3-90 CLOSED-END FUND COMMITTEE NO. 6-90 OPERATIONS COMMITTEE NO. 2-90 PENSION COMMITTEE NO. 3-90 SEC RULES COMMITTEE NO. 10-90 TAX COMMITTEE NO. 3-90 UNIT INVESTMENT TRUST COMMITTEE NO. 6-90 RE...

February 7, 1990 TO: BOARD OF GOVERNORS NO. 11-90 SEC RULES COMMITTEE NO. 11-90 RE: COMPTROLLER PROPOSES REMOVING RESTRICTIONS ON BANK COMMON TRUST FUNDS __________________________________________________________ The Office of the Comptroller of the Currency has proposed amendments to...

February 7, 1990 TO: SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 4-90 RE: Simplifying the Prospectus __________________________________________________________ A committee member called me recently to express concern over the length and readability (or lack thereof) of fund prospectuses...

February 6, 1990 TO: INSURANCE COMPANY-DTC-FUND/SERV ADVISORY COMMITTEE NO. 3-90 RE: MEETING AGENDA - FEBRUARY 14, 1990 __________________________________________________________ Attached is the agenda for the Insurance Company-DTC- FUND/SERV Advisory Committee meeting which will be...

February 6, 1990 TO: SEC RULES MEMBERS NO. 13-90 RE: COURT OF APPEALS AFFIRMS DISMISSAL OF EXCESSIVE FEE AND OTHER CLAIMS IN MEYER CASE ______________________________________________________ The U.S. Court of Appeals for the Second Circuit has affirmed the dismissal of the complaint...