February 5, 1990 TO: PENSION COMMITTEE NO. 1-90 RE: INSTITUTE REQUEST FOR IRS INFORMATION LETTER CONCERNING REVENUE PROCEDURE 89-52 __________________________________________________________ As you know, the Institute submitted a request for an IRS information letter concerning Form...

February 5, 1990 TO: PENSION COMMITTEE NO. 2-90 RE: DRAFT INSTITUTE LETTER TO VENTURA COUNTY __________________________________________________________ Attached is a draft of a letter to Ventura County, California concerning certain provisions of its hold-harmless agreement. The...

February 5, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 2-90 RE: MEETING REMINDER AND AGENDA - FEBRUARY 13, 1990 __________________________________________________________ This is to remind you that the Transfer Agent Advisory Committee will meet on Tuesday, February 13, 1990, from...

February 5, 1990 TO: CLOSED-END FUND MEMBERS NO. 8-90 SEC RULES MEMBERS NO. 12-90 RE: COURT DISMISSES CLAIM AGAINST MUTUAL FUND FOR FAILURE TO DISCLOSE POWER TO LIQUIDATE ________________________________________________________ A case was brought against a mutual fund and certain...

February 5, 1990 TO: SEC RULES COMMITTEE NO. 9-90 UNIT INVESTMENT TRUST COMMITTEE NO. 5-90 CLOSED-END FUND COMMITTEE NO. 5-90 RE: SEC FEE INCREASE IN PRESIDENT'S BUDGET __________________________________________________________ The fiscal year 1991 budget proposal submitted by the...

February 5, 1990 TO: STATE SECURITIES MEMBERS NO. 1-90 RE: TEXAS BANK/FINANCIAL INSTITUTION DISCLOSURE __________________________________________________________ The Institute has been informed by the Texas State Securities Board that it is concerned that banks and other financial...

February 2, 1990 TO: BOARD OF GOVERNORS NO. 9-90 FEDERAL LEGISLATION MEMBERS NO. 3-90 RE: S. 2028, THE "FAIR TRADE IN FINANCIAL SERVICES ACT" __________________________________________________________ Early this week, Senate Banking Committee Chairman Don Riegle (D-MI) and Ranking...

February 1, 1990 TO: ACCOUNTING/TREASURERS MEMBERS NO. 4-90 RE: INCORPORATION BY REFERENCE PROVISION IN PROPOSED AMENDMENTS TO MUTUAL FUND REGISTRATION STATEMENT __________________________________________________________ In connection with the recent release issued by the SEC...

February 1, 1990 TO: SEC RULES COMMITTEE NO. 8-90 RE: Pennsylvania Anti-Takeover Legislation __________________________________________________________ At the January 11 SEC Rules Committee meeting, we briefly discussed the proposed anti-takeover legislation that Pennsylvania is...