January 18, 1990 TO: INVESTMENT ADVISER MEMBERS NO. 2-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 2-90 RE: 1990 INVESTMENT ADVISER WORKSHOPS - FINAL REMINDER __________________________________________________________ As we have previously informed you, the Investment Company Institute...

January 17, 1990 TO: SEC RULES COMMITTEE NO. 5-90 RE: FORMATION OF COMPLIANCE COMMITTEE __________________________________________________________ At the SEC Rules Committee meeting held on January 11, 1990, the Institute proposed forming a committee to address compliance issues. The...

January 16, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 1-90 RE: NOTICE OF MEETING - FEBRUARY 13, 1990 __________________________________________________________ This is to advise you that there will be a meeting of the Transfer Agent Advisory Committee starting at 10:00 a.m. on...

January 16, 1990 TO: FEDERAL LEGISLATION MEMBERS NO. 1-90 FEDERAL LEGISLATION COMMITTEE NO. 1-90 RE: REPORT OF THE CHAIRMAN OF THE FEDERAL LEGISLATION COMMITTEE, JANUARY 1990 __________________________________________________________ Attached is a copy of the Report of the Chairman of...

January 16, 1990 TO: INSURANCE COMPANY-DTC-FUND/SERV ADVISORY COMMITTEE NO. 2-90 RE: NOTICE OF MEETING - FEBRUARY 14, 1990 __________________________________________________________ This is to confirm that there will be a meeting of the Insurance Company-DTC-FUND/SERV Advisory...

January 16, 1990 TO: BOARD OF GOVERNORS NO. 6-90 RE: Planning for the l990s Project __________________________________________________________ The second day of the Board of Governors meeting to be held next week at The Boulders will be devoted to an interim report and discussion on...

January 16, 1990 TO: UNIT INVESTMENT TRUST MEMBERS NO. 2-90 RE: MASSACHUSETTS RE-INTERPRETS FEE POLICY __________________________________________________________ The Institute has learned that Massachusetts recently changed its interpretation of the manner in which registration fees...

January 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 2-90 FUND/SERV PARTICIPANTS RE: PENDING BROKER REGISTRATION/FUND ACKNOWLEDGMENT STATUS REPORT __________________________________________________________ Enclosed is a copy of the Registration Status Report as of December 29...

January 15, 1990 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 1-90 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING DECEMBER, 1989 __________________________________________________________ Attached is a copy of the Fund/SERV Status Report for the month ending December, 1989. We will continue...

January 12, 1990 TO: TAX COMMITTEE NO. 2-90 RE: POSSIBLE LEGISLATIVE PROPOSAL FOR UNIFIED DISTRIBUTION REQUIREMENT __________________________________________________________ At this week's Tax Committee meeting, we discussed whether the Institute should propose legislation to combine...